91Decision No. 105/QD-UBCK dated February 26, 2013 of the State Securities Commission on promulgating the regulation guiding the setting up and operation of the risk management system for securities companiesSummary Status Vietnamese Download SaveIssuing date:26/02/2013Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
92Decision No. 56/QD-UBCK dated January 31, 2013 of the State Securities Commission promulgating the regulation on transfer of securities ownership of public companies registered at the vietnam stock depository center but have not yet listed, registered or not list, register transaction on the stock exchangeSummary Status Vietnamese Download SaveIssuing date:31/01/2013Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
93Circular No. 13/2013/TT-BTC dated January 25, 2013 of the Ministry of Finance on securities trading surveillance on the securities marketSummary Status Vietnamese Download SaveIssuing date:25/01/2013Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
94Circular No. 02/2013/TT-BTC dated January 08, 2013 of the Ministry of Finance amending and supplementing the Circular No. 27/2010/TT-BTC dated February 26, 2010 of the Ministry of Finance prescribing rates and the collection, remittance, management and use of charges for securities operations to be applied at the Stock Exchanges and the Vietnam Securities Depository CenterSummary Status Vietnamese Download SaveIssuing date:08/01/2013Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
95Decision No. 09/QD-UBCK dated January 08, 2013 of the State Securities Commission amending the regulations on margin trading of securitiesSummary Status Vietnamese Download SaveIssuing date:08/01/2013Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
96Decision No. 1078/QD-UBCK dated December 13, 2012 of the State Securities Commission amending and supplementing the Decision No. 515/QD-UBCK on the process of information provision on the electronic information portal of the state securities commission for the participants in the securities marketSummary Status Vietnamese Download SaveIssuing date:13/12/2012Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
97Decision No. 1826/QD-TTg dated December 06, 2012 of the Prime Minister approving the scheme on "restructuring of the securities market and insurance companies”Summary Status Vietnamese Download SaveIssuing date:06/12/2012Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
98Circular No. 213/2012/TT-BTC dated December 6, 2012 of the Ministry of Finance guiding activities of foreign investors on the Vietnamese securities marketSummary Status Vietnamese Download SaveIssuing date:06/12/2012Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
99Circular No. 210/2012/TT-BTC dated November 30, 2012 of the Ministry of Finance guiding the establishment and operation of securities companiesSummary Status Vietnamese Download SaveIssuing date:30/11/2012Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
100Circular No. 204/2012/TT-BTC dated November 19, 2012 of the Ministry of Finance guiding the dossier and procedure for public offering of securitiesSummary Status Vietnamese Download SaveIssuing date:19/11/2012Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
101Decision No. 895/QD-UBCK dated October 29th, 2012 of the State Securities Commission promulgating the sample regulation on share auction at the stock exchangesSummary Status Vietnamese Download SaveIssuing date:29/10/2012Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
102Circular No. 165/2012/TT-BTC dated October 09, 2012 of the Ministry of Finance amending and supplementing a number of articles of the Circular No. 226/2010/TT-BTC dated December 31, 2010 of the Ministry of Finance, on the prudential ratio and the handling measures for the securities institutions that fail to achieve the prudential ratioSummary Status Vietnamese Download SaveIssuing date:09/10/2012Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
103Circular No. 26/2012/TT-NHNN dated September 13, 2012 of the State Bank of Vietnam guiding the approval procedures of the State Bank of Vietnam for listing shares of joint-stock credit institutions on the domestic and foreign securities marketSummary Status Vietnamese Download SaveIssuing date:13/09/2012Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
104Circular No. 147/2012/TT-BTC dated September 10, 2012 of the Ministry of Finance on amending and supplementing a number of articles of “regulations on securities practice” promulgated together with the Decision No.15/2008/QD-BTC, of march 27, 2008 of the Minister of FinanceSummary Status Vietnamese Download SaveIssuing date:10/09/2012Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
105Circular No. 130/2012/TT-BTC dated August 10, 2012 of the Ministry of Finance guiding the repurchase of shares, the sale of treasury shares, and the additional shares issuance of public companiesSummary Status Vietnamese Download SaveIssuing date:10/08/2012Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
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