61Decision No. 750/QD-SGDHN dated September 01, 2017 of Hanoi Stock Exchange on promulgating the Process for trading in government bonds, government-guaranteed bonds and municipal bonds at Hanoi Stock Exchange Summary Status Vietnamese Download SaveIssuing date:01/09/2017Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
62Circular No. 87/2017/TT-BTC dated August 15,2017 of the Ministry of Finance on prescribing prudential ratios and remedies to be taken by securities trading institutions that fail to achieve these ratiosSummary Status Vietnamese Download SaveIssuing date:15/08/2017Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
63Decree No. 71/2017/ND-CP dated June 06, 2017 of the Government guiding the corporate governance of public companiesSummary Status Vietnamese Download SaveIssuing date:06/06/2017Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
64Circular No. 23/2017/TT-BTC dated March 16, 2017 of the Ministry of Finance on revising and supplementing a number of articles of the Circular No. 11/2016/TT-BTC dated January 19, 2016 on instructions for certain articles of the Government's Decree No. 42/2015/ND-CP dated May 5, 2015 on derivative securities and derivatives exchangesSummary Status Vietnamese Download SaveIssuing date:16/03/2017Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
65Decision No. 87/QD-UBCK dated January 25, 2017 of the State Securities Commission providing Regulation guiding the securities margin trading Summary Status Vietnamese Download SaveIssuing date:25/01/2017Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
66Circular No. 334/2016/TT-BTC dated December 27, 2016 of the Ministry of Finance amending, supplementing and replacing Appendices 02 and 04 of the Ministry of Finance’s Circular 210/2014/TT-BTC dated December 30, 2014, guiding accounting regime applicable to securities companiesSummary Status Vietnamese Download SaveIssuing date:27/12/2016Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
67Circular No. 145/2016/ND-CP dated November 01, 2016 of the Government on amending the Government’s Decree No. 108/2013/ND-CP dated September 23, 2013 on penalties for administrative violations against regulations on securities and securities marketSummary Status Vietnamese Download SaveIssuing date:01/11/2016Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
68Decree No. 86/2016/ND-CP dated July 01, 2016 of the Government on requirements for investment and trading in securitiesSummary Status Vietnamese Download SaveIssuing date:01/07/2016Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
69Circular No. 105/2016/TT-BTC dated June 29, 2016 of the Ministry of Finance guiding offshore indirect investment activities of securities businesses, funds investing in securities, securities investment companies, insurance businessesSummary Status Vietnamese Download SaveIssuing date:29/06/2016Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
70Circular No. 107/2016/TT-BTC dated June 29, 2016 of the Ministry of Finance on guiding the offering and trading of covered warrantsSummary Status Vietnamese Download SaveIssuing date:29/06/2016Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
71Circular No. 65/2016/TT-BTC dated April 26, 2016 of the Ministry of Finance prescribing rates and the collection, remittance, management and use of charges for securities operations to be applied at the stock exchanges and the Vietnam securities depository centerSummary Status Vietnamese Download SaveIssuing date:26/04/2016Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
72Circular No. 15/2016/TT-BTC dated January 20, 2016 of the Ministry of Finance on amending and supplementing several articles of the Circular No. 183/2011/TT-BTC dated December 16,2011 providing the guidance on the establishment and management of the open-ended fundSummary Status Vietnamese Download SaveIssuing date:20/01/2016Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
73Circular No. 11/2016/TT-BTC dated January 19, 2016 of the Ministry of Finance guiding for a number of contents of the Government’s Decree No. 42/2015/ND-CP dated May 05, 2015 on derivatives and derivatives marketSummary Status Vietnamese Download SaveIssuing date:19/01/2016Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
74Decision No. 999/QD-UBCK dated November 19, 2015 of the State Securities Committee of Vietnam promulgating the model statute for selling shares in blocks at auction at the Stock ExchangeSummary Status Vietnamese Download SaveIssuing date:19/11/2015Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
75Circular No. 180/2015/TT-BTC dated November 13, 2015 of the Ministry of Finance providing guidance on registration of securities trading on the trading system of unlisted securitiesSummary Status Vietnamese Download SaveIssuing date:13/11/2015Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
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