31Decree No. 156/2020/ND-CP dated December 31, 2020 of the Government on providing for the sanctioning of administrative violations in the domains of securities and securities marketSummary Status Vietnamese Download SaveIssuing date:31/12/2020Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
32Circular No. 116/2020/TT-BTC dated December 31, 2020 of the Ministry of Finance guiding a number of articles on public company governance as prescribed in the Government’s Decree No. 155/2020/ND-CP dated December 31, 2020, on detailing and guiding the implementation of a number of articles of the Law on SecuritiesSummary Status Vietnamese Download SaveIssuing date:31/12/2020Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
33Circular No. 118/2020/TT-BTC dated December 31, 2020 of the Ministry of Finance guiding a number of provisions on offering and issuance of securities, public bid, redemption of stocks, public company registration and cancellation of status of public companiesSummary Status Vietnamese Download SaveIssuing date:31/12/2020Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
34Decision No. 37/2020/QD-TTg dated December 23, 2020 of the Prime Minister on the establishment, organization and operation of the Vietnam ExchangeSummary Status Vietnamese Download SaveIssuing date:23/12/2020Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
35Circular No. 98/2020/TT-BTC dated November 16, 2020 of the Ministry of Finance providing guidelines on operation and management of securities investment fundsSummary Status Vietnamese Download SaveIssuing date:16/11/2020Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
36Circular No. 97/2020/TT-BTC dated November 16, 2020 of the Ministry of Finance guiding the operation of Vietnam-based representative offices and branches of foreign securities companies and foreign fund management companiesSummary Status Vietnamese Download SaveIssuing date:16/11/2020Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
37Circular No. 99/2020/TT-BTC dated November 16, 2020 of the Ministry of Finance on providing Guidance on operations of securities investment fund management companiesSummary Status Vietnamese Download SaveIssuing date:16/11/2020Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
38Circular No. 96/2020/TT-BTC dated November 16, 2020 of the Ministry of Finance guiding the disclosure of information on the securities marketSummary Status Vietnamese Download SaveIssuing date:16/11/2020Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
39Circular No. 95/2020/TT-BTC dated November 16, 2020 of the Ministry of Finance, guiding the surveillance of securities trading on the securities marketSummary Status Vietnamese Download SaveIssuing date:16/11/2020Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
40Circular No. 91/2020/TT-BTC dated November 13, 2020 of the Ministry of Finance, prescribing prudential ratios and remedies to be taken by securities trading institutions that fail to achieve these ratiosSummary Status Vietnamese Download SaveIssuing date:13/11/2020Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
41Circular No. 80/2020/TT-BTC dated September 03, 2020 of the Ministry of Finance guiding methods of sending reports by credit rating enterprises or makers of the market of the Government’s debt instruments specified in the Government’s Decree No. 88/2014/ND-CP of September 26, 2014, on credit rating services, and the Government’s Decree No. 95/2018/ND-CP of June 30, 2018, prescribing the issuance, registration, depositing, listing and trading of the Government’s debt instruments on the securities marketSummary Status Vietnamese Download SaveIssuing date:03/09/2020Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
42Circular No. 73/2020/TT-BTC dated August 07, 2020 of the Ministry of Finance on amending, supplementing a number of articles of the Circular No. 134/2017/TT-BTC dated December 19, 2017 of the Minister of Finance, on guiding e-transactions in the securities marketSummary Status Vietnamese Download SaveIssuing date:07/08/2020Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
43Circular No. 70/2020/TT-BTC dated July 17, 2020 of the Ministry of Finance on extending the implementation validity period of the Circular No. 14/2020/TT-BTC dated March 18, 2020 on amending and supplementing a number of Articles of the Circular No. 127/2018/TT-BTC dated December 27, 2018 of the Minister of Finance on prescribing prices of services in the field of securities applicable to the Stock Exchanges and Vietnam Securities Depository to support relevant organizations and individuals affected by the Covid-19 epidemicSummary Status Vietnamese Download SaveIssuing date:17/07/2020Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
44Circular No. 37/2020/TT-BTC dated May 07, 2020 of the Ministry of Finance on collection and remittance rate of charge and fee in securities sectorSummary Status Vietnamese Download SaveIssuing date:07/05/2020Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here
45Circular No. 14/2020/TT-BTC dated March 18, 2020 of the Ministry of Finance on amending and supplementing a number of Articles of the Circular No. 127/2018/TT-BTC dated December 27, 2018 of the Minister of Finance on prescribing prices of services in the field of securities applicable to the Stock Exchanges and Vietnam Securities Depository to support relevant organizations and individuals affected by the Covid-19 epidemicSummary Status Vietnamese Download SaveIssuing date:18/03/2020Effective date:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register hereEffect status:KnownPlease log in to a subscriber account to use this function.Don’t have an account? Register here