Decision No. 515/QD-UBCK dated June 25, 2012 of the State Securities Commission on the procedures for the securities market participants to disclose information on the electronic information portal of the state securities commission and send reports to the State Securities Commission

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Decision No. 515/QD-UBCK dated June 25, 2012 of the State Securities Commission on the procedures for the securities market participants to disclose information on the electronic information portal of the state securities commission and send reports to the State Securities Commission
Issuing body: State Securities CommissionEffective date:
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Official number:515/QD-UBCKSigner:Vu Bang
Type:DecisionExpiry date:Updating
Issuing date:25/06/2012Effect status:
Known

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Fields:Securities

SUMMARY

FROM JUNE 25, SECURITIES COMPANIES MUST REGISTER INFORMATION DISCLOSURE WITH SSC

This is regulated under the Decision No. 515/QD-UBCK dated June 25, 2012 of the State Securities Commission on the procedures for the securities market participants to disclose information on the electronic information portal of the state securities commission and send reports to the state securities commission.

Specifically, at least to July 14, 2012, public companies, issuance organizations (except for issuing bonds guaranteed by the Government), securities companies, fund management companies, the Stock Exchange, the Stock Depository Center and relevant persons must register the information disclosure on the electronic information portal of the State Securities Commission and send reports to the State Securities Commission.

The information disclosed on the electronic information portal of the State Securities Commission and reported to the State Securities Commission by the securities market participants shall be transmitted in writing with valid signs and seals as prescribed by law and electronic data which must fully contain the name and position of the person that signs the document, the number and date.

If the information disclosed or reported by the subjects of information disclosure is not consistent with the actual condition of the company, or detect the in-authenticity of the sent information or the violations of information disclosure, the company shall be liable to penalties as prescribed by current law provisions and compelled to rectify the disclosed information as prescribed by law provisions on information disclosure on the securities market.

This Decision shall take effect on the date of its signing.
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Effect status: Known

THE MINISTRY OF FINANCE
STATE SECURITIES COMMISSION
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THE SOCIALIST REPUBLIC OF VIETNAM
Independence - Freedom - Happiness
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No. 515/QD-UBCK
Hanoi, June 25, 2012
 
DECISION
ON THE PROCEDURES FOR THE SECURITIES MARKET PARTICIPANTS TO DISCLOSE INFORMATION ON THE ELECTRONIC INFORMATION PORTAL OF THE STATE SECURITIES COMMISSION AND SEND REPORTS TO THE STATE SECURITIES COMMISSION
THE PRESIDENT OF THE STATE SECURITIES COMMISSION
Pursuant to the Law on Securities No. 70/2006/QH11 on June 29, 2006;
Pursuant to the Law on amending and supplementing the Law on Securities No. 62/2010/QH12 on November 24, 2010;;
Pursuant to the Prime Minister’ Decree No. 112/2009/QD-TTg on September 11, 2009 on defining the functions, tasks, powers and organizational structure of the State Securities Commission affiliated to the Ministry of Finance;
Pursuant to Circular No. 52/2012/TT-BTC on April 05, 2012 from the Ministry of Finance on the information disclosure on the securities market;
At the proposal of the Director of the Market Development Department,
DECIDES:
Article 1. Promulgating together with this Decision the Procedures for the securities market participants to disclose information on the electronic information portal of the State Securities Commission and send reports to the State Securities Commission.
Article 2. This Decision takes effect as from its signing.
Article 3. The Chief officers, Heads of units affiliated to the State Securities Commission; the Stock Exchange, the Stock Depository Center, and relevant organizations, individuals are responsible to implement this Decision.
 

 
THE PRESIDENT




Vu Bang
 
PROCEDURES
FOR THE SECURITIES MARKET PARTICIPANTS TO DISCLOSE INFORMATION ON THE ELECTRONIC INFORMATION PORTAL OF THE STATE SECURITIES COMMISSION AND SEND REPORTS TO THE STATE SECURITIES COMMISSION
(Promulgated together with the Decision No. 515/QD-UBCK on June 25, 2012 by the President of the State Securities Commission)

Implementing the Ministry of Finance’s Circular No. 52/2012/TT-BTC on April 05, 2012 guiding the information disclosure on the securities market (the Circular No. 52/2012/TT-BTC), the State Securities Commission guides the subjects within the scope of regulation of this Circular on disclosing information on the electronic information portal of the State Securities Commission and sending reports to the State Securities Commission as follows:

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