THE MINISTRY OF FINANCE -------- No. 14/2020/TT-BTC | THE SOCIALIST REPUBLIC OF VIETNAM Independent - Freedom - Happiness ------------------ Hanoi, March 18, 2020 |
CIRCULAR
On amending and supplementing a number of Articles of the Circular No. 127/2018/TT-BTC dated December 27, 2018 of the Minister of Finance on prescribing prices of services in the field of securities applicable to the Stock Exchanges and Vietnam Securities Depository to support relevant organizations and individuals affected by the Covid-19 epidemic
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Pursuant to the Law on Securities dated June 29, 2006 and the Law on amending and supplementing a number of Articles of the Law on Securities dated November 24, 2010;
Pursuant to the Law on Charges and Fees dated November 25, 2015;
Pursuant to the Law on Prices dated June 20, 2012;
Pursuant to the Law on Public Debt Management dated November 23, 2017;
Pursuant to the Government's Decree No. 177/2013/ND-CP dated November 14, 2013 and the Government's Decree No. 149/2016/ND-CP dated November 11, 2016 on amending and supplementing a number of Articles of the Government’s Decree No. 177/2013/ND-CP dated November 14, 2013 on detailing and guiding a number of Articles of the Law on Prices;
Pursuant to the Government's Decree No. 58/2012/ND-CP dated July 20, 2013 and the Government's Decree No. 60/2015/ND-CP dated June 26, 2016 on amending and supplementing a number of Articles of the Government’s Decree No. 58/2012/ND-CP dated July 20, 2013 on detailing and guiding a number of Articles of the Law on Securities;
Pursuant to the Government’s Decree No. 86/2016/ND-CP dated July 01, 2016 on prescribing the securities investment and trading conditions and the Government's Decree No. 151/2018/ND-CP dated November 07, 2018 on amending and supplementing a number of Decrees on prescribing the investment and trading conditions under the State management of the Ministry of Finance;
Pursuant to the Government's Decree No. 42/2011/ND-CP dated May 05, 2011 on derivatives and the derivatives market;
Pursuant to the Government’s Decree No. 91/2018/ND-CP dated June 26, 2010 on Government guarantee issuance and management;
Pursuant to the Government's Decree No. 93/2018/ND-CP dated June 30, 2018 on prescribing the management of local administrations’ debts;
Pursuant to the Government's Decree No. 95/2018/ND-CP dated June 30, 2018 on prescribing the issuance, registration, depositing, listing and trading of the Government’s debt instruments on the securities market;
Pursuant to the Government’s Decree No. 87/2017/ND-CP of July 26, 2017 on defining the functions, tasks, powers and organizational structure of the Ministry of Finance;
At the proposal of the Director-General of the Department of Price Administration and the Chairperson of the State Securities Commission;
The Minister of Finance hereby promulgates the Circular on amending and supplementing a number of Articles of the Circular No. 127/2018/TT-BTC dated December 27, 2018 of the Minister of Finance on prescribing prices of services in the field of securities applicable to the Stock Exchanges and Vietnam Securities Depository to support relevant organizations and individuals affected by the Covid-19 epidemic.
Article 1. To amend the prices of services specified in Points 2, 3.4, 4, 5.1, 7, 12, 13, 14, 15 and 18, Part A; Points 1, 3, 4, 6 and 7, Part B of the Schedule of prices of services in the field of securities applicable to stock exchanges and Vietnam securities depository attached to the Circular No. 127/2018/TT-BTC dated December 27, 2018 of the Minister of Finance as follows:
A. PRICES OF SERVICES RENDERED IN UNDERLYING SECURITIES MARKET
No. | SERVICE | PRICE |
I | PRICES OF SERVICES RENDERED BY STOCK EXCHANGES |
2 | Listing service price | |
2.1 | Service price listing for the first time | |
a | For shares, corporate bonds, investment fund certificates and debt instruments defined in the Law on Public Debt Management | No charge |
b | For covered warrants | No charge |
2.2 | Service price when changing listing registration | |
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