THE STATE BANK OF VIETNAM
Circular No.11/2018/TT-NHNN dated April 17, 2018 of the State Bank of Vietnam onamending and supplementing a number of articles of the Circular No. 35/2015/TT-NHNN dated December 31, 2015 of the Governor of the State Bank of Vietnam on the statistical reporting system applied to credit institutions and foreign bank branches
Pursuant to the Law on State Bank of Vietnam dated June 16, 2010;
Pursuant to the Law on Credit Institutions dated June 16, 2010 and the Law on Amending and Supplementing certain Articles of the Law on Credit Institutions dated November 20, 2017;
Pursuant to the Law on Statistics dated November 23, 2015;
Pursuant to the Government s Decree No. 16/2017/ND-CP dated February 17, 2017, defining the functions, tasks, powers and organizational structure of the State Bank of Vietnam;
Upon the request of the Director of the Department of Forecast and Statistics;
The Governor of the State Bank of Vietnam hereby ratifies the Circular amending and supplementing certain articles of the Circular No. 35/2015/TT-NHNN dated December 31, 2015 of the Governor of the State Bank of Vietnam on the statistical reporting system applied to credit institutions and foreign bank branches.
Article 1. To revise and supplement a number of Articles of the Circular No. 35/2015/TT-NHNN dated December 31, 2015 of the Governor of the State Bank of Vietnam on the statistical reporting system applied to credit institutions and foreign bank branches.
1. To amend and supplement Clause 2 Article 5 as follows:
“2. Guidelines on classification of small and medium enterprises (SMEs) and division of residents and non-residents of Vietnam shall be prescribed in Appendix 2 hereof; the classification of types of organizations and individuals shall be prescribed in the Appendix 4 hereof.”
2. To amend and supplement Point a and Point c Clause 2 Article 12 as follows:
“a) Within duration of 05 working days after the deadline for submission of a statistical report as prescribed in Point c, d, dd, e and g Clause 2 and Clause 3 hereof, report recipients shall check rationality of reports under their authority over monitoring, verification, review and integration. If a statistical report proves to be rational, report recipients shall carry out review. If there is any defect, the report recipient shall send report data verification results via the reporting system to the report sender who will then reply with correct data";
“c) After the Information Technology Administration automatically locks the reporting system as stated in Point d Clause 1 of this Article, Banking Supervision and Inspection Agencies and Departments shall consider unlocking the reporting system to receive reports submitted by credit institutions (except people s credit funds); state bank branches of cities or provinces shall do so to receive reports submitted by people s credit funds and reports without data available in the entire system;”.
3. To amend and supplement the Clause 7 Article 15 as follows:
“7. Compile the list of credit institutions that fail to submit reports in accordance with Article 11 and 12 and statistical report forms or templates prescribed herein. Quarterly remark and assess the implementation of statistical report of reporting units within its administration and submit such statistics to the Department of Forecast and Statistics within the first 07 working days of the second month of the following quarter for integration and public information purposes”.
4. To amend and supplement the Clause 5 and 6 Article as follows:
“5.Be a contact point and cooperate with relevant units to instruct and inspect the implementation of regulations on statistical reports. Quarterly aggregate remarks and assessment of the implementation of regulations on statistical reports and, by order of the State Bank’s Governor, submit them to relevant units.
6. Quarterly make a list of credit institutions violating regulations on statistical reports and submit it to the Banking Supervision and Inspection Agency that grants its decision to impose penalties within its jurisdiction.”
5. To amend and supplemennt Clause 12 Article 17 as follows:
“12. Record and make a backup of the log of receipt of reporting forms submitted by reporting units. Quarterly within first 07 working days of the second month of the following quarter, transmit the log on receipt and verification of report forms and templates in the previous quarter to affiliates of the State Bank through the reporting system to serve assessment purposes, and inform how reporting units are implementing and complying with this Circular”.
6. To amend and supplement Clause 1 Article 19 as follows:
“1. Monitor, expedite approval of, check and approve report forms and templates of people s credit funds whose offices are located within the territory of a province."
7. To amend and supplement Clause 3 Article 19 as follows:
“3. Quarterly within first 07 working days of the second month of the subsequent quarter:
- Remark on, assess and inform implementation of this Circular by people s credit funds under their management, and report to the State Bank (Department of Forecast and Statistics).
- Consolidate remarks and evaluation opinions on statistical reports of credit institution branches whose offices are located within these cities or provinces with respect to statistical report forms and templates under their management and send them to the Department of Forecast and Statistics for integration purpose.”
8. To amend and supplement Article 20 as follows:
“Article 20. Responsibilities of credit institutions
1. The headquarter of a credit institution is the focal point that sends reports. Credit institutions shall assume responsibility for adequacy, timeliness and accuracy of general data of the entire system and detailed data of specific branches all of which are sent to the State Bank.
2. Strictly observe the State Bank’s regulations on statistical reports.
3. Closely collaborate with affiliates of the State Bank in preparing reports in a sufficient, timely and accurate manner.
4. Upon receipt of the notification of verification of reports from the State Bank or when discovering that reports sent to the State Bank contain errors, credit institutions must promptly inform report recipients; modify their reports and resubmit modified ones to the State Bank, together with interpretations and explanations for causes of such errors. Contents and structure of interpretation files shall follow instructions provided by the Department of Information Technology.
5. Any difficulties arising in the course of implementation shall be informed to the State Bank to give its responses which are specified as follows:
a) The headquarter of a credit institution (except people s credit funds and foreign bank branches which are not the focal point representing other branches in the same system operating in Vietnam) directly contacts report recipients prescribed in report forms and templates referred to in Part 3 of the Appendix 1 hereto or send its written feedbacks to the State Bank (the Department of Forecast and Statistics);
b) People s credit funds directly contact or send written feedbacks to the State Bank’s branches of cities or provinces where their offices are located.”
Article 2.
1.To replace Part 1 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Part 1 Appendix 1 to this Circular.
2. To replace Part 2 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Part 2 Appendix 1 to this Circular.
3. To replace the Chart No. 001-DBTK and Chart No.035-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 001-DBTK Part 3 Appendix 1 to this Circular.
4. To replace the Chart No. 002-DBTK, Chart No.010-TD and Chart No. 011-TD Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 002-DBTK Part 3 Appendix 1 to this Circular.
5. To replace the Chart No. 003-DBTK and Chart No.036-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 003-DBTK Part 3 Appendix 1 to this Circular.
6. To replace the Chart No. 006-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 006-DBTK Part 3 Appendix 1 to this Circular.
7. To replace the Chart No. 007-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 007-DBTK Part 3 Appendix 1 to this Circular.
8. To replace the Chart No. 009-TD Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 009-TD Part 3 Appendix 1 to this Circular.
9. To replace the Chart No. 012-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 012-DBTK Part 3 Appendix 1 to this Circular.
10. To replace the Chart No. 014-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 014-DBTK Part 3 Appendix 1 to this Circular.
11. To replace the Chart No. 015-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 015-DBTK Part 3 Appendix 1 to this Circular.
12. To replace the Chart No. 020-TD and Chart No.022-1BTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 022-1BTK Part 3 Appendix 1 to this Circular.
13. To replace the Chart No. 021-TD and Chart No.022-2BTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 022-2BTK Part 3 Appendix 1 to this Circular.
14. To replace the Chart No. 025.1-TTGS and Chart No.025.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 025-DBTK Part 3 Appendix 1 to this Circular.
15. To replace the Chart No. 026-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 026-DBTK Part 3 Appendix 1 to this Circular.
16. To replace the Chart No. 027-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 027-DBTK Part 3 Appendix 1 to this Circular.
17. To replace the Chart No. 029.1-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 029.1-TTGS Part 3 Appendix 1 to this Circular.
18. To replace the Chart No. 029.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 029.2-TTGS Part 3 Appendix 1 to this Circular.
19. To replace the Chart No. 030.1-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 030.1-TTGS Part 3 Appendix 1 to this Circular.
20. To replace the Chart No. 030.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 030.2-TTGS Part 3 Appendix 1 to this Circular.
21. To replace the Chart No. 032-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 032-DBTK Part 3 Appendix 1 to this Circular.
22. To amend and supplement the Point 1. Subjects of application of the Chart No. 033-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN as follows: “1. Subjects of application: Credit institutions (except Vietnam Bank for Social Policies and people s credit funds)“.
23. To replace the Chart No. 034-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 034-DBTK Part 3 Appendix 1 to this Circular.
24. To replace the Chart No. 037.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 037.2-TTGS Part 3 Appendix 1 to this Circular.
25. To replace the Chart No. 040-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 040-DBTK Part 3 Appendix 1 to this Circular.
26. To replace the Chart No. 042-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 042-DBTK Part 3 Appendix 1 to this Circular.
27. To replace Chart No. 043-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 043-DBTK Part 3 Appendix 1 to this Circular.
28. To amend and supplement the Point 1. Subjects of application of the Chart No. 049-CSTT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN as follows: “1. Subjects of application: Credit institutions (except people s credit funds)“.
29. To replace the Chart No. 050-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 050-TT Part 3 Appendix 1 to this Circular.
30. To amend and supplement the Point 1. Subjects of application of the Chart No. 051-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN as follows: “1. Subjects of application: Credit institutions (except finance companies, finance leasing companies and people s credit funds)“.
31. To amend and supplement the Chart No. 052-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN as follows:
a) Point 1. Subjects of application shall be amended and supplemented as follows: “1. Subjects of application: Credit institutions (except finance companies, finance leasing companies and people s credit funds)”.
b) To replace the phrase, “- Recognize the number of transactions and payment transaction value, incoming/outgoing domestic and international money transfer via the SWIFT system of credit institutions in their country-specific reports during the reporting period” by the phrase, “- Recognize the number of transactions and payment transaction value, incoming/outgoing money transfer via the SWIFT system of credit institutions in their country-specific reports during the reporting period” at Point 4. Report preparation instructions.
32. To replace the Chart No. 053-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 053-TT Part 3 Appendix 1 to this Circular.
33. To replace the Chart No. 054-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 054-TT Part 3 Appendix 1 to this Circular.
34. To replace the Chart No. 055-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 055-TT Part 3 Appendix 1 to this Circular.
35. To amend and supplementg the Point 1. Subjects of application of the Chart No. 057-TT; the Chart No. 058-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN as follows: “1. Subjects of application: Credit institutions (except finance companies, finance leasing companies and people s credit funds)“.
36. To replace the Chart No. 059-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 059-TT Part 3 Appendix 1 to this Circular.
37. To replace the Chart No. 060-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 060-TT Part 3 Appendix 1 to this Circular.
38. To replace the Chart No. 063-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 063-TT Part 3 Appendix 1 to this Circular.
39. To replace the Chart No. 073-QLNH Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 073-QLNH Part 3 Appendix 1 to this Circular.
40. To replace the Chart No. 075-QLNH Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 075-QLNH Part 3 Appendix 1 to this Circular.
41. To replace the phrase, “Unit: Base currency, thousand USD” with the phrase, “Unit: Base currency, USD” in the Chart No. 076-QLNH Part 3 Appendix 1 of the Circular No. 35/2015/TT-NHNN.
42. To amend and supplement the Point 4. Instructions for preparation of the statement in the Chart No. 078-CSTT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN as follows:
“4. Instructions for preparation of statements:
- Statement of sales generated from foreign exchange sale and purchase transactions between credit institutions and customers (exclusive of those between credit institutions).
- Column (1) and (2): Statement of sales generated from USD and VND exchanges between credit institutions and customers. Statement of sales based on the transaction date, not the valuation date.
- Column (3) through column (8): Statement of sales (converted into USD) generated from EUR/JPY/other currency unit and VND exchanges between credit institutions and customers. Statement of sales based on the transaction date, not the valuation date”.
43. To replace the Chart No. 079-QLNH Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 079-QLNH Part 3 Appendix 1 to this Circular.
44. To amend and supplement the Point 4. Instructions for preparation of the statement in the Chart No. 080-CSTT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN as follows:
“4. Instructions for preparation of statements:
- Statement of sales generated from foreign currency and VND exchanges between credit institutions and indirect investors. Indirect investors are foreign organizations or individuals making indirect investments in Vietnam through purchase of shares, stocks, bonds and other valuable papers, securities investment funds, and through other intermediate financial institutions, without directly getting involved in management of investments.
- Column (1) and (2): Statement of sales generated from USD and VND exchanges between credit institutions and indirect investors. Statement of sales based on the transaction date, not the valuation date.
- Column (3) through column (8): Statement of sales (converted into USD) generated from EUR/JPY/other currency unit and VND exchanges between credit institutions and indirect investors. Statement of sales based on the transaction date, not the valuation date”.
45. To replace the Chart No. 083-CSTT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 083-CSTT Part 3 Appendix 1 to this Circular.
46. To replace the Chart No. 092-TT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 092-TT Part 3 Appendix 1 to this Circular.
47. To amend and supplement the Point 4. Instructions for preparation of the statement in the Chart No. 094-CSTT Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN as follows:
“4. Instructions for preparation of statements:
- Statement of sales generated from foreign exchange sale and purchase transactions between credit institutions (exclusive of those between credit institutions and the State Bank).
- Column (1) and (2): Statement of sales generated from foreign exchange sale and purchase transactions between credit institutions (exclusive of those between credit institutions and the State Bank). Statement of sales based on the transaction date, not the valuation date.
- Column (3) through column (8): Statement of sales (converted into USD) generated from EUR/JPY/other foreign currency and VND between credit institutions (exclusive of those between credit institutions and the State Bank). Statement of sales based on the transaction date, not the valuation date”.
48. To replace the Chart No. 097-TTGS,, Chart No.098-TTGS and Chart No. 099-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with the Chart No. 097-TTGS Part 3 Appendix 1 to this Circular.
49. To replace the Chart No. 100.1-TTGS and Chart No.100.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with the Chart No. 100-TTGS Part 3 Appendix 1 to this Circular.
50. To replace the Chart No. 101-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 101-TTGS Part 3 Appendix 1 to this Circular.
51. To replace the Chart No. 102-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 102-TTGS Part 3 Appendix 1 to this Circular.
52. To replace the Chart No. 103-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 103-TTGS Part 3 Appendix 1 to this Circular.
53. To replace the Chart No. 104-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 104-TTGS Part 3 Appendix 1 to this Circular.
54. To replace the the Chart No. 105-TTGS and Chart No.106-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with the Chart No. 105-TTGS Part 3 Appendix 1 to this Circular.
55. To replace the Chart No. 109-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 109-TTGS Part 3 Appendix 1 to this Circular.
56. To replace the Chart No. 110-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 110-TTGS Part 3 Appendix 1 to this Circular.
57. To replace the Chart No. 111-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 111-TTGS Part 3 Appendix 1 to this Circular.
58. To replace the Chart No. 112-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 112-TTGS Part 3 Appendix 1 to this Circular.
59. To replace the Chart No. 113-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 113-TTGS Part 3 Appendix 1 to this Circular.
60. To replace the Chart No. 115-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 115-TTGS Part 3 Appendix 1 to this Circular.
61. To replace the Chart No. 116-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 116-TTGS Part 3 Appendix 1 to this Circular.
62. To replace the Chart No. 119.1-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 119.1-TTGS Part 3 Appendix 1 to this Circular.
63. To replace the Chart No. 119.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 119.2-TTGS Part 3 Appendix 1 to this Circular.
64. To replace the Chart No. 120.1-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 120.1-TTGS Part 3 Appendix 1 to this Circular.
65. To replace the Chart No. 120.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 120.2-TTGS Part 3 Appendix 1 to this Circular.
66. To replace the Chart No. 120.3-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 120.3-TTGS Part 3 Appendix 1 to this Circular.
67. To replace the Chart No. 121-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 121-TTGS Part 3 Appendix 1 to this Circular.
68. To replace the Chart No. 122-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 122-TTGS Part 3 Appendix 1 to this Circular.
69. To replace the Chart No. 124-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 124-TTGS Part 3 Appendix 1 to this Circular.
70. To replace the Chart No. 126-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 126-TTGS Part 3 Appendix 1 to this Circular.
71. To replace the Chart No. 128.1-TTGS and Chart No.128.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with the Chart No. 128.1-TTGS Part 3 Appendix 1 to this Circular.
72. To replace the Chart No. 128.3-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 128.3-TTGS Part 3 Appendix 1 to this Circular.
73. To replace the Chart No. 128.4-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 128.4-TTGS Part 3 Appendix 1 to this Circular.
74. To replace the Chart No. 129-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 129-TTGS Part 3 Appendix 1 to this Circular.
75. To replace the Chart No. 130-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 130-TTGS Part 3 Appendix 1 to this Circular.
76. To replace the Chart No. 131-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 131-TTGS Part 3 Appendix 1 to this Circular.
77. To replace the Chart No. 132-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 132-TTGS Part 3 Appendix 1 to this Circular.
78. To replace the Chart No. 133-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 133-TTGS Part 3 Appendix 1 to this Circular.
79. To replace the Chart No. 134-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 134-TTGS Part 3 Appendix 1 to this Circular.
80. To replace the Chart No.146.1-TTGS, Chart No. 146.2-TTGS, Chart No. 150.1-TTGS and Chart No. 150.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with the Chart No. 146-TTGS Part 3 Appendix 1 to this Circular.
81. To replace the Chart No.147.1-TTGS, Chart No. 147.2-TTGS, Chart No. 151.1-TTGS and Chart No. 151.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with the Chart No. 147.1-TTGS Part 3 Appendix 1 to this Circular.
82. To replace the Chart No. 147.3-TTGS and Chart No.151.3-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with the Chart No. 147.3-TTGS Part 3 Appendix 1 to this Circular.
83. To replace the Chart No. 151.4-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 147.4-TTGS Part 3 Appendix 1 to this Circular.
84. To replace the Chart No. 148-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 148-TTGS Part 3 Appendix 1 to this Circular.
85. To replace the Chart No. 149-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 149-TTGS Part 3 Appendix 1 to this Circular.
86. To replace the the Chart No. 152.1-TTGS and Chart No.152.2-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with the Chart No. 152.1-TTGS Part 3 Appendix 1 to this Circular.
87. To replace the Chart No. 152.3-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 152.3-TTGS Part 3 Appendix 1 to this Circular.
88. To replace the Chart No. 152.4-TTGS and Chart No.152.5-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with the Chart No. 152.4-TTGS Part 3 Appendix 1 to this Circular.
89. To replace the Chart No. 154.5-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 154.5-TTGS Part 3 Appendix 1 to this Circular.
90. To amend and supplement the Point 1. Subjects of application of the Chart No. 155-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN d as follows: “1. Subjects of application: Credit institutions (except Vietnam Bank for Social Policies, Cooperative Bank of Vietnam and people s credit funds)“.
91. To replace the Chart No. 160-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 160-TTGS Part 3 Appendix 1 to this Circular.
92. To replace the Chart No. 162-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 162-TTGS annexed to this Circular.
93. To replace the Chart No. 165-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 165-TTGS Part 3 Appendix 1 to this Circular.
94. To amend and supplement the Point 1. Subjects of application of the Chart No. 168-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN as follows: “1. Subjects of application: Credit institutions (except people s credit funds). Wholly foreign-owned banks, joint-venture banks, foreign bank branches and Cooperative Bank of Vietnam shall not be obliged to prepare reviewed mid-year financial statements, mid-year consolidated financial statements or reviewed mid-year general financial statements; unaudited consolidated financial statements and audited consolidated financial statements”.
95. To amend and supplement the Point 1. Subjects of application of the Chart No. 169-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN as follows: “1. Subjects of application: Credit institutions (except people s credit funds). Wholly foreign-owned banks, joint-venture banks, foreign bank branches and Cooperative Bank of Vietnam shall not be obliged to prepare reviewed mid-year financial statements, mid-year consolidated financial statements or reviewed mid-year general financial statements; unaudited consolidated financial statements and audited consolidated financial statements”.
96. To replace the Chart No. 170-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN with Chart No. 170-TTGS Part 3 Appendix 1 to this Circular.
97. To append the Chart No. 006.1-DBTK and Chart No. 006.2-TD to the Chart No. 006-DBTK Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN.
98. To append the Chart No. 171-TT, Chart No. 172-TT, Chart No. 173-QLNH, Chart No. 174-QLNH, Chart No. 175-QLNH, Chart No. 176-QLNH, Chart No. 177-QLNH, Chart No. 178-CSTT, Chart No. 179-CSTT, Chart No. 180-CSTT, Chart No. 181-TTGS, Chart No. 182-TTGS and Chart No. 183-TTGS to the Chart No. 170-TTGS Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN.
99. To replace the Appendix 2 to the Circular No. 35/2015/TT-NHNN with Appendix 2 to this Circular.
100. To replace the Appendix 4 to the Circular No. 35/2015/TT-NHNN with Appendix 4 to this Circular.
Article 3.
1.To repeal the Chart No. 004-CSTT, Chart No. 008-DBTK, Chart No. 013-DBTK, Chart No. 016-TTGS, Chart No. 017-DBTK, Chart No. 018-DBTK, Chart No. 028-TTGS, Chart No. 031-TTGS, Chart No. 038-CSTT, Chart No. 039-CSTT, Chart No. 044-TTGS, Chart No. 045-TTGS, Chart No. 090-TTGS, Chart No. 095-SGD, Chart No. 107-TTGS, Chart No. 114-TTGS, Chart No. 117-TTGS, Chart No. 118-TTGS, Chart No. 123-TTGS, Chart No. 125-TTGS, Chart No. 127-TTGS, Chart No. 138.1-TTGS, Chart No. 138.2-TTGS, Chart No. 139-TTGS, Chart No. 140-TTGS, Chart No. 141-TTGS, Chart No. 142-TTGS, Chart No. 143-TTGS, Chart No. 145-TTGS, Chart No. 156-TTGS, Chart No. 157-TTGS, Chart No. 158-TTGS, Chart No. 159-TTGS, Chart No. 161-TTGS, Chart No. 163-TTGS, Chart No. 164-TTGS, Chart No. 166-TTGS, Chart No. 167-TTGS at Part 3 Appendix 1 to the Circular No. 35/2015/TT-NHNN.
2. To replace the phrase “Computer Technology Department” by the phrase “Information Technology Department” in the Circular No. 35/2015/TT-NHNN.
Article 4. Implementationorganization
Office Chief, Director of Forecast and Statistics Department, Head of the State Bank’s affiliate, Director of State Bank Branch of centrally-affiliated cities and provinces, Chair of Management Board, Chair of Members Board, and General Director (Director) of credit institutions shall implement this Circular.
Article 5.Effect
This Circular takes effect on October 01, 2018.
For the Governor
The Deputy Governor
Nguyen Thi Hong
APPENDIX 1
(Issued together with the Circular No. 11/2018/TT-NHNN dated April 17, 2018)
SECTION 1
No. | NAME OF STATEMENT | CODE | REPORTING PERIOD | SUBMISSION DEADLINE | NUMBER OF PAGES |
A | INVESTMENT IN THE ECONOMY | | | | |
A.1 | Credit facility | | | | |
1 | Report on outstanding balances classified by economic sectors (i.e., the customer’s main business sectors) | 001-DBTK | Monthly | 12thday of every month | |
2 | Report on outstanding balances (except those arising from purchasing and investing in corporate bonds) classified by economic sectors (i.e., purposes of funds borrowed through specific loans) | 002-DBTK | Monthly | 12thday of every month | |
3 | Report on outstanding balances classified by types of borrowing organization and individual | 003-DBTK | Monthly | 12thday of every month | |
4 | Report on credit extension sales and credit debt collection sales | 005-DBTK | Monthly | 12thday of every month | |
5 | Report on outstanding balances and interest rates applied to the auxiliary industries sector and hi-tech companies | 006-DBTK | Monthly | 12thday of every month | |
6 | Report on outstanding balances (except those arising from purchasing and investing in corporate bonds), guarantees and letters of credit (L/C) in the export and import sector | 006.1-DBTK | Monthly | 12thday of every month | |
7 | Report on outstanding balances of small and medium-sized companies classified by economic sectors | 006.2-TD | Monthly | 12thday of every month | |
8 | Report on outstanding balances of organizations other than credit institutions operating in Vietnam | 007-DBTK | Monthly | 12thday of every month | |
9 | Report on outstanding balances (except for those arising from purchasing and investing in corporate bonds) in the agriculture and rural sector | 009-TD | Monthly | 12thday of every month | |
10 | Report on credit facilities used for investment and trade in corporate shares and bonds | 012-TTGS | Monthly | 25thday of every month | |
11 | Report on outstanding balances arising from loans serving the human needs and outstanding credit card balances | 014-CSTT | Monthly | 12thday of every month | |
12 | Report on outstanding balances in the real estate sector | 015-CSTT | Monthly | 12thday of every month | |
13 | Review report on extension of syndicated credit facilities | 019-TD | Quarterly | 18thday of the first month of the subsequent quarter | |
14 | Review report on the L/C service | 022.1-TD | Monthly | 12thday of every month | |
15 | Review report on the guarantee service | 022.2-TD | Monthly | 12thday of every month | |
16 | Review report on the mandate service | 023-TTGS | Quarterly | 25thday of the first month of the subsequent quarter | |
17 | Report on irrevocable loan commitments | 024-DBTK | Monthly | 12thday of every month | |
A.2 | Debt classification and bad debt handling | | | | |
1 | Report on outstanding debts and bad debts classified by economic sectors and types of borrowing organization and individual | 025-TTGS | Monthly | 25thday of every month | |
2 | Debt classification report | 026-TTGS | Monthly | 25thday of every month | |
3 | Report on classification of assets and off-balance sheet commitments | 027-TTGS | Monthly | 12thday of every month | |
4 | Report on bad debts and bad debt handling | 029.1-TTGS | Monthly | 25thday of every month | |
5 | Report on bad debts and bad debt handling | 029.2-TTGS | Monthly | 25thday of every month | |
6 | Report on bad debts and bad debt handling, prepared by the Cooperative Bank of Vietnam | 030.1-TTGS | Monthly | 16thday of every month | |
7 | Report on bad debts and bad debt handling, prepared by the Cooperative Bank of Vietnam | 030.2-TTGS | Monthly | 16thday of every month | |
8 | Review report on outstanding debts and bad debts, prepared by state-owned economic corporations and incorporations | 032-TTGS | Monthly | 25thday of every month | |
9 | Report on credit loss provisions | 033-TTGS | Monthly | 25thday of every month | |
A.3 | Other investments | | | | |
1 | Status report on investments in debt securities, classified by issuers and security types | 034-TTGS | Monthly | 12thday of every month | |
2 | Report on investments in economic organization s bonds | 037.1-TTGS | Monthly | 25thday of every month | |
3 | Report on investments in economic corporation s bonds, classified by purposes and collateral types | 037.2-TTGS | Monthly | 25thday of every month | |
4 | Review report on Governmental bond purchases and investments | 040-TTGS | Monthly | 12thday of every month | |
B | CAPITAL MOBILIZATION | | | | |
1 | Report on mobilization of capital from customers, classified by economic sectors | 041-DBTK | Monthly | 12thday of every month | |
2 | Report on mobilization of capital from customers, classified by product types | 042-DBTK | Monthly | 12thday of every month | |
3 | Report on projection of VND capital available at credit institutions | 043-CSTT | Thrice-monthly | Specified in the report | |
C | INTEREST RATE | | | | |
1 | Report on average deposit and loan interest rates | 046-CSTT | Monthly | 12thday of every month | |
2 | Report on interest rates on the economy | 047-CSTT | Monthly | 12thday of every month | |
3 | Status report on matched sale-purchase transactions | 048-CSTT | Monthly | 12th day of every month | |
4 | Review report on trading, provision and use of interest rate derivatives | 049-CSTT | Monthly | 12thday of every month | |
D | PAYMENT AND CASH BUDGET | | | | |
D.1 | Payment | | | | |
D.1.1 | Payments classified by payment systems | | | | |
1 | Report on domestic payment transactions classified by payment systems | 050-TT | Monthly | 12thday of every month | |
2 | Report on electronic payment transactions through other domestic credit institutions | 051-TT | Monthly | 12thday of every month | |
3 | Report on money transfers via the SWIFT payment network | 052-TT | Monthly | 12thday of every month | |
D.1.2 | Payments classified by payment means, channels/services | | | | |
1 | Report on domestic payment transactions classified by payment means, processing methods and channels | 053-TT | Monthly | 12thday of every month | |
2 | Report on international payment/money transfer transactions | 054-TT | Monthly | 12thday of every month | |
3 | Report on credit card transactions classified by POS terminals, and cash withdrawals classified by payment means | 055-TT | Monthly | 12thday of every month | |
4 | Report on spending via international payment cards by Vietnamese residents living abroad | 056-DBTK | Monthly | 12thday of every month | |
D.1.3 | Payment accounts and other payment reports | | | | |
1 | Report on payment guarantee accounts | 057-TT | Monthly | 12thday of every month | |
2 | Report on payment accounts classified by account holders | 058-TT | Monthly | 12thday of every month | |
3 | Report on active credit cards | 059-TT | Monthly | 12thday of every month | |
4 | Report on counterfeit credit cards | 060-TT | Monthly | 12thday of every month | |
5 | Report on ATM/POS/EFTPOS/EDC systems and credit card-accepting units | 061-TT | Monthly | 12thday of every month | |
6 | ATM information report | 062-TT | Monthly | 12thday of every month | |
7 | Information report on ATMs that stop working (or schedule to stop working) for more than 24 hours | 063-TT | Daily | Specified in the report | |
8 | Data report on payment transactions that are under review and subject to complaints | 064-TT | Monthly | 12thday of every month | |
D.2 | Cash budget | | | | |
1 | Report on collection and payment of currencies belonging to the operational fund | 065-PHKQ | Monthly | 12thday of every month | |
2 | Report on impounding of forged banknotes | 066-PHKQ | Monthly | 12thday of every month | |
E | FOREIGN EXCHANGE SERVICE | | | | |
E.1 | Overseas borrowing and lending service | | | | |
1 | Evaluation report on loans for repayment of short-term foreign debts | 067-QLNH | Monthly | 12thday of every month | |
2 | Evaluation report on loans for repayment of mid-term and long-term foreign debts | 068-QLNH | Monthly | 12thday of every month | |
3 | Evaluation report on loans for repayment of mid-term and long-term foreign debts, classified by borrowed currency types | 069-QLNH | Monthly | 12thday of every month | |
4 | Evaluation report on grant and recovery of short-term foreign loans | 070-QLNH | Monthly | 12thday of every month | |
5 | Evaluation report on grant and recovery of mid-term and long-term foreign loans | 071-QLNH | Monthly | 12thday of every month | |
E.2 | Supply of services and use of foreign exchange operations | | | | |
1 | Report on sales of payments for import and export of goods and services, classified by foreign currencies | 072-QLNH | Monthly | 12thday of every month | |
2 | Report on sales of payments for import and export of goods and services across land borders | 073-QLNH | Quarterly | 18thday of the first month of the subsequent quarter | |
3 | Report on transfer of money from overseas to Vietnamese residents | 074-QLNH | Monthly | 12thday of every month | |
4 | Report on overseas transfer of money from Vietnamese residents | 075-QLNH | Monthly | 12thday of every month | |
5 | Report on sales of import of foreign cash by authorized credit institutions | 076-QLNH | Monthly | 12thday of every month | |
6 | Report on sales of foreign currency and VND exchanges between credit institutions and customers. | 077-CSTT | Daily | 2 pm every day | |
7 | Report on sales of foreign currency and VND exchanges between credit institutions and customers (converted into USD) | 078-CSTT | Daily | 2 pm every day | |
8 | Report on sales of foreign cash transactions with individual customers | 079-QLNH | Monthly | 12thday of every month | |
9 | Statement of sales generated from foreign currency and VND exchanges of the entire system and indirect investors | 080-CSTT | Daily | 2 pm every day | |
10 | Report on investment in deposits made at foreign banks | 081-SGD | Quarterly | 5thday of the first month of the subsequent quarter | |
11 | Review report on overseas deposits of commercial banks and foreign bank branches authorized to provide foreign exchange services | 082-QLNH | Monthly | 12thday of every month | |
E.3 | Forex rate | | | | |
1 | Foreign currency status report | 083-CSTT | Daily | 2 pm every day | |
E.4 | Gold trades | | | | |
1 | Report on daily trades in gold bullions | 084-QLNH | Daily | 2 pm every day | |
F | CURRENCY MARKET | | | | |
1 | Report on transactions performed in the interbank market | 085-SGD | Daily | 2 pm every day | |
2 | Report on outstanding loan balances and deposits available in the interbank market | 086-SGD | Thrice-monthly | 2 days from the reporting period | |
3 | Report on overdue transactions performed in the interbank market | 087-SGD | Daily | 2 pm every day | |
4 | General report on debt rescheduling and adjustment transactions | 088-SGD | Daily | 2 pm every day | |
5 | General report on determination of interbank loan and deposit limits | 089-SGD | Quarterly | 18thday of the first month of the subsequent quarter | |
6 | Report on debt purchase transactions | 091-TD | Quarterly | 18thday of the first month of the subsequent quarter | |
7 | Report on debt sale transactions | 092-TD | Quarterly | 18thday of the first month of the subsequent quarter | |
8 | Report on sales of foreign currency and VND exchanges in the interbank market (based on the base currency) | 093-CSTT | Daily | 2 pm every day | |
9 | Report on sales of foreign currency and VND exchanges in the interbank market (converted into USD) | 094-CSTT | Daily | 2 pm every day | |
10 | General report on valuable papers held by credit institutions | 096-SGD | Monthly | 12thday of every month | |
G | SUPERVISION AND MAINTENANCE OF SAFETY FOR CREDIT INSTITUTION’S OPERATIONS | | | | |
G.1 | Capital contribution and purchase of shares | | | | |
1 | Report on participation of capital and purchase of shares of credit institutions, or of credit institutions in their subsidiaries, or of affiliated companies in another company | 097-TTGS | Quarterly | 18thday of the first month of the subsequent quarter | |
2 | Evaluation report on share ownership of other credit institutions and related persons in the reporting credit institution | 100-TTGS | Quarterly | 25thday of the first month of the subsequent quarter | |
3 | Evaluation report on shares of groups of related persons | 101-TTGS | Quarterly | 25thday of the first month of the subsequent quarter | |
4 | Evaluation report on share ownership and outstanding loan balances of the Management Boards and related persons of the Management Boards of credit institutions | 102-TTGS | Quarterly | 25thday of the first month of the subsequent quarter | |
5 | Evaluation report on ownership of shares between credit institutions and shareholders who are other companies and related persons | 103-TTGS | Quarterly | 25thday of the first month of the subsequent quarter | |
6 | Evaluation report on institutional shareholders | 104-TTGS | Quarterly | 25thday of the first month of the subsequent quarter | |
7 | Evaluation report on individual shareholders | 105-TTGS | Quarterly | 25thday of the first month of the subsequent quarter | |
8 | Report on participation of capital in the Cooperative Bank of Vietnam | 108-TTGS | Yearly | Specified in the report | |
G.2 | Supervision of safety for credit institution’s operations | | | | |
1 | Report on indices related to the repayment capacity ratio | 109-TTGS | Daily | 2 pm every day | |
2 | Report on assets of high liquidity | 110-TTGS | Daily | 2 pm every day | |
3 | Liquidity report classified by maturity dates | 111-TTGS | Monthly | 12thday of every month | |
4 | Cash outflow report | 112-TTGS | Daily | 2 pm every day | |
5 | Cash inflow report | 113-TTGS | Daily | 2 pm every day | |
6 | Report on indices related to the loan-to-deposit ratio | 115-TTGS | Monthly | 12thday of every month | |
7 | Report on indices that measure the maximum ratio of short-term finances for mid-term and long-term loans | 116-TTGS | Monthly | 12thday of every month | |
8 | Standalone report on risk-weighted assets | 119.1-TTGS | Monthly | 12thday of every month | |
9 | Consolidated report on risk-weighted assets | 119.2-TTGS | Quarterly | 18thday of the first month of the subsequent quarter | |
10 | Standalone report on owner’s equity | 120.1-TTGS | Monthly | 12thday of every month | |
11 | Consolidated report on owner’s equity | 120.2-TTGS | Quarterly | 18thday of the first month of the subsequent quarter | |
12 | Report on owner’s equity of foreign bank branches | 120.3-TTGS | Monthly | 12thday of every month | |
13 | Report on net value of charter capital and allocated capital | 121-TTGS | Half-yearly | Specified in the report | |
14 | Report on credit facilities granted to a single customer, a customer and his/her related persons | 122-TTGS | Monthly | 25thday of every month | |
15 | Report on credit facilities granted to those referred to in Article 126 and 127 of the Law on Credit Institutions | 124-TTGS | Monthly | 25thday of every month | |
16 | Report on deposit balances of major customers | 126-TTGS | Monthly | 25thday of every month | |
17 | Customer information report | 128.1-TTGS | Monthly | 25thday of every month | |
18 | Review report on handling of collateral | 128.3-TTGS | Monthly | 25thday of every month | |
19 | Information report on guarantee and L/C services | 128.4-TTGS | Monthly | 25thday of every month | |
20 | Report on monetary amount payables by and receivables from related parties<0} | 129-TTGS | Quarterly | 18thday of the first month of the subsequent quarter | |
21 | Report on account balances of monetary amount receivable from credit institutions | 130-TTGS | Monthly | 25thday of every month | |
22 | Currency risk report | 131-TTGS | Quarterly, half-yearly or annual | Specified in the report | |
23 | Liquidity risk report | 132-TTGS | Quarterly, half-yearly or annual | Specified in the report | |
24 | Interest rate risk report | 133-TTGS | Quarterly, half-yearly or annual | Specified in the report | |
25 | Report on credit transactions with other overseas credit institutions | 134-TTGS | Monthly | 12thday of every month | |
26 | Report on payment transactions performed through other payment accounts between affiliates in the same bank | 135-TTGS | Monthly | 12thday of every month | |
27 | Evaluation report on lending by people s credit funds that are members of the Cooperative Bank of Vietnam | 136.1-TTGS | Monthly | 12thday of every month | |
28 | Evaluation report on payments to the safety assurance fund and grant of loans from the safety assurance fund | 136.2-TTGS | Half-yearly, annual | Specified in the report | |
29 | Report on members of the Cooperative Bank of Vietnam | 137-TTGS | Quarterly | 15thday of the first month of the subsequent quarter | |
G.3 | Managerial and supervisory information | | | | |
G.3.1 | Credit institutions having branches, subsidiaries and affiliates | | | | |
1 | Information report on domestic and overseas branches, subsidiaries and affiliates of credit institutions | 144-TTGS | Quarterly | 18thday of the first month of the subsequent quarter | |
2 | Report on financial relations between credit institutions and specific overseas branches, domestic and overseas subsidiaries and affiliates | 146-TTGS | Quarterly | 18thday of the first month of the subsequent quarter | |
3 | Report on certain indices measuring funding sources of domestic and overseas subsidiaries and affiliates (*) of Vietnamese credit institutions | 147.1-TTGS | Quarterly | 18thday of the first month of the subsequent quarter | |
4 | Report on certain indices measuring assets of domestic and overseas subsidiaries and affiliates (*) of Vietnamese credit institutions | 147.3-TTGS | Quarterly | 18thday of the first month of the subsequent quarter | |
5 | Report on certain indices measuring business outcomes of domestic and overseas subsidiaries and affiliates (*) of Vietnamese credit institutions | 147.4-TTGS | Quarterly | 18thday of the first month of the subsequent quarter | |
6 | Report on classification of debts owed by overseas subsidiaries and affiliates (which are credit institutions) of Vietnamese credit institutions | 148-TTGS | Monthly | 25thday of every month | |
7 | Report on lending, investment and capital contribution transactions with major customers of overseas branches, subsidiaries and affiliates | 149-TTGS | Monthly | 12thday of every month | |
8 | Report on certain indices measuring funding sources of domestic subsidiaries and affiliates of credit institutions which are securities companies | 152.1-TTGS | Quarterly | 18thday of the first month of the subsequent quarter | |
9 | Report on certain indices measuring assets of domestic subsidiaries and affiliates of credit institutions which are securities companies | 152.3-TTGS | Quarterly | 18thday of the first month of the subsequent quarter | |
10 | Report on certain indices measuring business outcomes of domestic subsidiaries and affiliates of credit institutions which are securities companies | 152.4-TTGS | Quarterly | 18thday of the first month of the subsequent quarter | |
11 | Report on certain indices measuring funding sources of domestic subsidiaries and affiliates of credit institutions which are fund management companies | 153.1-TTGS | Quarterly | 18thday of the first month of the subsequent quarter | |
12 | Report on certain indices measuring funding sources of domestic subsidiaries and affiliates of credit institutions which are fund management companies | 153.2-TTGS | Quarterly | 18thday of the first month of the subsequent quarter | |
13 | Report on certain indices measuring assets of domestic subsidiaries and affiliates of credit institutions which are fund management companies | 153.3-TTGS | Quarterly | 18thday of the first month of the subsequent quarter | |
14 | Report on certain indices measuring business outcomes of domestic subsidiaries and affiliates of credit institutions which are fund management companies | 153.4-TTGS | Quarterly | 18thday of the first month of the subsequent quarter | |
15 | Report on certain indices measuring funding sources of domestic subsidiaries and affiliates of credit institutions which are insurance companies | 154.1-TTGS | Quarterly | 18thday of the first month of the subsequent quarter | |
16 | Report on certain indices measuring funding sources of domestic subsidiaries and affiliates of credit institutions which are insurance companies | 154.2-TTGS | Quarterly | 18thday of the first month of the subsequent quarter | |
17 | Report on certain indices measuring assets of domestic subsidiaries and affiliates of credit institutions which are insurance companies | 154.3-TTGS | Quarterly | 18thday of the first month of the subsequent quarter | |
18 | Report on certain indices measuring assets of domestic subsidiaries and affiliates of credit institutions which are insurance companies | 154.4-TTGS | Quarterly | 18thday of the first month of the subsequent quarter | |
19 | Report on certain indices measuring business outcomes of domestic subsidiaries and affiliates of credit institutions which are insurance companies | 154.5-TTGS | Quarterly | 18thday of the first month of the subsequent quarter | |
20 | Report on income and expenses arising from transactions with related parties | 155-TTGS | Quarterly | 18thday of the first month of the subsequent quarter | |
H | FINANCIAL REPORTING | | | | |
1 | Trial balance | 160-TTGS | Monthly | Specified in the report | |
2 | (Consolidated and standalone) balance sheet | 162-TTGS | Quarterly, half-yearly or annual | Specified in the report | |
3 | (Consolidated and standalone) income statement report | 165-TTGS | Quarterly, half-yearly or annual | Specified in the report | |
4 | (Consolidated and standalone) cashflow statement | 168-TTGS | Quarterly, half-yearly or annual | Specified in the report | |
5 | Commercial advantage report | 169-TTGS | Quarterly, half-yearly or annual | Specified in the report | |
6 | Evaluation report on staff’s income | 170-TTGS | Quarterly, half-yearly or annual | Specified in the report | |
I | OTHER REPORTS | | | | |
1 | Report on the tariff of charges for domestic debit card services | 171-TT | Daily | Specified in the report | |
2 | Report on the list of customers opening payment accounts | 172-TT | Yearly | 20thday of the first month of the following year | |
3 | Report on deposits and withdrawals in accounts of foreign-currency sole proprietorship financing for foreign indirect investments | 173-QLNH | Monthly | 12thday of every month | |
4 | Report on deposits and withdrawals in accounts of foreign-currency trust capital for foreign indirect investments | 174-QLNH | Monthly | 12thday of every month | |
5 | Report on deposits and withdrawals in accounts of finances for foreign stock awarding programs | 175-QLNH | Quarterly | 18thday of the first month of the subsequent quarter | |
6 | Report on country-specific foreign investments | 176-QLNH | Monthly | 12thday of every month | |
7 | Report on deposits and withdrawals in foreign investment accounts | 177-QLNH | Monthly | 12thday of every month | |
8 | Report on credit balances used for securities investments and trades | 178-CSTT | Monthly | 12thday of every month | |
9 | Evaluation report on supply of commodity price derivatives to customers in the concentrated market | 179-CSTT | Quarterly | 18thday of the first month of the subsequent quarter | |
10 | Evaluation report on supply of commodity price derivatives to customers in the unconcentrated market | 180-CSTT | Quarterly | 18thday of the first month of the subsequent quarter | |
11 | Evaluation report on investment and contribution of capital of credit institutions for purchase of shares in, and divestment of capital of credit institutions from, enterprises and related persons | 181-TTGS | Quarterly | 18thday of the first month of the subsequent quarter | |
12 | Evaluation report on ownership of shares in and divestment of capital of state enterprises and related persons from credit institutions | 182-TTGS | Quarterly | 18thday of the first month of the subsequent quarter | |
13 | Report on consumer credit balances of finance companies | 183-TTGS | Monthly | 12thday of every month | |
Vietnamese
Circular 11/2018/TT-NHNN DOC (Word)
Circular 11/2018/TT-NHNN PDF (Original)
