CIRCULAR

Prescribing the forms and reports related to investment activities in Vietnam, offshore investment and investment promotion activities

^{_______________}

Pursuant to Law No. 61/2020/QH14 on Investment dated June 17, 2020;

Pursuant to the Government’s Decree No. 31/2021/ND-CP of November 12, 2015, detailing and guiding the implementation of a number of articles of the Law on Investment;

Pursuant to the Government's Decree No. 86/2017/ND-CP dated July 25, 2017, defining the functions, tasks, powers and organizational structure of the Ministry of Planning and Investment;

At the proposal of the Director of the Foreign Investment Agency;

The Minister of Planning and Investment hereby promulgates the Circular prescribing the forms and reports related to investment activities in Vietnam, offshore investment and investment promotion activities.

Article 1. Scope of regulation

This Circular prescribes the forms and reports related to investment activities in Vietnam, offshore investment and investment promotion activities.

Article 2. Subjects of application

1. The investors that conduct investment activities in Vietnam and offshore investment activities.

2. Competent state management agencies in charge of investment activities in Vietnam, offshore investment and investment promotion activities.

3. Other organizations and individuals involved in investment activities in Vietnam, offshore investment and investment promotion activities.

Article 3. Forms and reports related to investment activities in Vietnam, offshore investment and investment promotion activities

1. Forms and reports related to investment activities in Vietnam are provided in Appendix A.

2. Forms and reports related to offshore investment activities are provided in Appendix B.

3. Forms and reports related to investment promotion activities are provided in Appendix C.

Article 4. Guidance on signing of documents and reports

1. For investment through establishment of economic organizations in Vietnam: Before establishing an economic organization, the investor shall sign documents of investment formalities. After the economic organization is established, the competent at-law representative of this organization shall sign documents of investment formalities.

2. For investment through capital contribution or purchase of shares or capital contributions in Vietnam: Investors contributing capital or purchasing of shares or capital contributions or competent at-law representatives of economic organizations invested by foreign investors to contribute capital or purchase shares or capital contributions shall sign documents of investment formalities.

3. For investment through establishment of economic organizations in Vietnam: Parties engaged in the business co-operation contract shall sign documents of investment formalities and documents related to investment activities.

4. The investors specified in Article 68 of the Government’s Decree No. 31/2021/ND-CP dated March 26, 2021, detailing and guiding the implementation of a number of articles of the Investment Law regarding offshore investment registration shall sign documents and reports related to offshore investment activities.

Article 5. Responsibility of implementation

Competent state management agencies in charge of investment activities in Vietnam, offshore investment and investment promotion activities, investors conducting investment activities in Vietnam and offshore investment activities, organizations and individuals conducting investment promotion activities and concerned organizations and individuals shall be responsible for the implementation of this Circular.

Article 6. Implementation provisions

1. This Circular takes effect from the date of its signing and replaces the Circular No. 16/2015/TT-BKHDT dated November 18, 2015 of the Minister of Planning and Investment, prescribing the forms of investment formalities and reports on investment activities in Vietnam and the Circular No. 03/2018/TT-BKHDT dated October 17, 2018 of the Minister of Planning and Investment, on guiding and promulgating forms for implementation of offshore investment procedures.

2. Any problems arising in the course of implementation of this Circular should be reported by related organizations and individuals to the Ministry of Planning and Investment for guidance./.

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The List and System of forms and reports attached to this Circular are published at the address: https://bit.ly/3sa8qpM

LIST OF FORMS AND REPORTS RELATED TO INVESTMENT ACTIVITIES IN VIETNAM, OFFSHORE INVESTMENT AND INVESTMENT PROMOTION ACTIVITIES

(Attached to the Circular No. 03/2021/TT-BKHDT dated April 09, 2021 of the Minister of Planning and Investment)

APPENDIX A:

FORMS AND REPORTS RELATED TO INVESTMENT ACTIVITIES IN VIETNAM.

(Attached to the Circular No. 03/2021/TT-BKHDT dated April 09, 2021 of the Minister of Planning and Investment)

I. Forms applicable to investors

Form A.I.1

Application for investment project implementation

 (Point a, Clause 1, Article 33 of the Law on Investment and Clause 1, Article 36 of the Decree No. 31/2021/ND-CP)

_______________________________

THE SOCIALIST REPUBLIC OF VIETNAM
Independence - Freedom - Happiness

^{________________________}

APPLICATION FOR INVESTMENT PROJECT IMPLEMENTATION

To: ……….. (The Ministry of Planning and Investment/Investment registration agency)

Investors proposes to implement investment projects as follows:

I. INVESTOR

1. First investor:

a) For individuals:

Full name: …………………Gender: ……………………..

Date of birth: ………….. Nationality:....... ...

...... (Documents on the legal status of the of the individual¹) No.:.......; Date of issue.......; Place of issue: .................................................................................................. ...

Permanent residential address:…………………………………....

Current residential address: ………………………………………....

Tax identification number (in Vietnam - if any):………………….....

Tel: …………….Fax: ……………….Email:………………………..

b) For enterprises/organizations:

Name of enterprise/organization: …………………………………………...

...(Document on the legal status of the of the organization²) No.: ......; date of issue: .......; Issuer:.....

Office address: ……....

Tax identification number (in Vietnam - if any):………....

Tel: ……………Fax: ……………… Email: ……… Website (if any):…....

Charter capital ratio of foreign investors (only for enterprises/economic organizations incorporated in Vietnam³):

Ratio of foreign general partners in the partnership (only for partnerships incorporated in Vietnam):............... ..........................................................................................

Information about the legal representative of the registered enterprise/organization, including:

Full name: …………………Gender: ........................................................

Date of birth:

Nationality:.....

...... (Documents on the legal status of the of the individual) number:.......; Date of issue.......; Place of issue: ..................................................................................

Permanent residential address:..................................................................

Current residential address: ......................................................................

Tel: …………….Fax: ……………….Email: ............................................

2. Co-investors (if any): Declaration of co-investors’ information shall be made as for the first investor.

II. INFORMATION ON THE ECONOMIC ORGANIZATION EXPECTED TO BE ESTABLISHED (for foreign investors under the form of economic organizations)

1. Name of economic organization: ........................................................

2. Form of economic organization..........................................................

3. Charter capital:…….. VND (in letters) and …… USD (in letters) (exchange rate ..... date ..... of .......).

4. Charter capital contribution ratio of each investor:

III. INFORMATION OF INVESTMENT PROJECTS

1. Name of project, project location:

1.1. Name of the project: ..........................................................................

1.2. Project location: ................................................................................

(For projects located outside industrial parks, export-processing zones, hi-tech zones and economic zones: specify the address, street/hamlet, ward/commune, district, province/city. For projects located inside industrial parks, export-processing zones, hi-tech zones and economic zones: specify the street number, lot number, name, district and province/city).

2. Project objectives:

Remarks:

- The first business line stated means the main business line of the project.

- (*) Codes by CPC shall apply only to business lines that require foreign investors to meet defined criteria for obtaining the Investment Registration Certificate.

3. Project scale:

Describe the scale by criteria (if any):

- Area: expected area of land, water surface and construction site (m² or ha):

- Land areas suitable for planning: m² (except for the land area of the red-line boundary or the land areas in contrary to the planning);

- Design capacity;

- Products and services provided;

- Estimated scale of construction architecture (construction area, floor area, number of floors, building height, construction density, land use coefficient ...);

In the case of a multi-stage project, each phase is described above.

In case there is an investment objective to build houses (for sale, lease or lease-purchase), urban areas must clearly state:

- Area of construction land:…. m²;

- Building area for housing:.... m²;

- Type of housing (townhouses, apartments, villas, etc., as prescribed by the Law on Housing);

- Number of houses: ………… units;

- Population size: …… people;

- Location of the project in urban area: .... (yes/no);

- Projects within the protection scope of relics recognized as national monuments or special national monuments by competent agencies: ..... (yes/no);

- Projects in restricted development areas or historic inner cities (defined in urban planning projects) of special urban areas: ….. (yes/no);

4. Investment capital and capital mobilization plan:

4.1. Total investment amount: ….... VND (in letters) and …… USD (in letters) (exchange rate ..... date ..... of .......,), in which:

- Contributed capital of investor: ... VND (in letters) or ……………. USD (in letters)

- Mobilized capital: ……. VND (in letters) or ……………. USD (in figures), in which:

+ Loans from credit institutions:..............................................................

+ Mobilized capital from shareholders, members, from other entities:.......

+ Mobilized capital from other sources (specify source):..........................

- Profits left by investors for reinvestment (if any): ....................................

4.2. Investment funds:

a) Contributed capital (detailed by each investor):

Remarks:

(*) Contribution methods: specify values of cash, machinery, equipment, land use right and technological know-how,...........................................................................

b) Mobilized capital: specify the amount of capitals, capital mobilization methods (loans from credit institutions/ the holding company, etc.) and expected progress.

c) Profits left by investors for reinvestment (if any): ..................................

5. Operation duration of projects:..........................................................

6. Project implementation progress: (specify by month (or quarter)/year. For example: January (or first quarter) 2021):

a) Progress of capital contribution and mobilization of capital sources;

b) Progress in implementing the main operational objectives of the investment projects;

c) Progress of basic construction and putting the construction into operation or exploitation (if any);

d) Preliminary plan for investment divergence or subproject division (if any);

(In case an investment project is divided into several phases, the progress of each stage must be clearly stated).

IV. INVESTOR/ORGANIZATION'S COMMITMENT

1. Investor shall be held responsible before law for the lawfulness, accuracy and truthfulness of their dossier contents and documents sent to competent state agencies.

2. Comply with the provisions of Vietnamese law and the Decision on approve investment policy/the Investment Registration Certificate.

3. Commitments to bear all expenses and risks in case the project is not approved.

4. For investors that are Vietnamese citizens concurrently having foreign citizenship: For applying market access conditions and investment procedures as prescribed for domestic investors, all rights and interests of a foreign investor under domestic law or under any international treaty shall be waived.

V. ATTACHED DOSSIERS

1. Documents as prescribed in Clause 1, Article 33 of the Law on Investment.

2. Documents as prescribed in Clause 2, Article 31 of the Decree No. 31/2021/ND-CP, for projects subject to approval of investment policies (if any).

3. Legal documents on construction, housing and real estate business for investment projects on housing construction, urban areas, and real estate business.

4. Other relevant dossiers (if any).

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1 Is one of the following documents: Personal identification numbers, citizen’s identity card, people's identity card, passport, other lawful personal identification papers.

2 Is one of the following documents: Establishment Decision, Enterprise Registration Certificate, other equivalent documents.

3 Attach a list of members and foreign shareholders in the case of a limited liability company or a joint stock company.

Form A.I.2

Investment project proposal

(Projects subject to approval of investment policies formulated by competent agencies)

(Point b, Clause 2, Article 33 of the Law on Investment)

INVESTMENT PROJECT PROPOSAL¹

(date ….. month ….. year....)

1. Name of project (if any):

2. Operation objectives of projects:

3. Project location:

(For projects located outside industrial parks, export-processing zones, hi-tech zones and economic zones: specify the address, street/hamlet, ward/commune, district, province/city. For projects located inside industrial parks, export-processing zones, hi-tech zones and economic zones: specify the street number, lot number, name, district and province/city).

4. Project scale:

Describe the scale by criteria (if any):

- Area of land, water surface and ground to be used (m² or ha);

- Land areas suitable for planning: ….. m² (except for the land area of the red-line boundary or the land areas in contrary to the planning);

- Design capacity;

- Products and services provided;

- Estimated scale of construction architecture (construction area, floor area, number of floors, building height, construction density, land use coefficient ...);

In the case of a multi-stage project, each phase is described above.

In case there is an investment objective to build houses (for sale, lease or lease-purchase), urban areas must clearly state:

- Area of construction land:…. m²;

- Building area for housing:.... m²;

- Type of housing (townhouses, apartments, villas, etc., as prescribed by the Law on Housing);

- Number of houses: ………… units;

- Population size: …… people;

- Location of the project in urban area: .... (yes/no);

- Projects within the protection scope of relics recognized as national monuments or special national monuments by competent agencies: ..... (yes/no);

- Projects in restricted development areas or historic inner cities (defined in urban planning projects) of special urban areas: ….. (yes/no);

5. Estimated total investment amount: (VND) …………………….

(For proposal to select an investor in accordance with the law on bidding, the proposal for preliminary addition to the total project implementation cost is determined on the basis of the total investment of the project in accordance with the law on construction, excluding the cost of compensation, support and resettlement).

6. Operation duration of projects: …………………….

7. Project implementation schedule (specify by month (or quarter)/year. For example: January (or first quarter) 2021):

a) Progress of capital contribution and mobilization of capital sources (if any);

b) Progress in implementing the main operational objectives of the projects;

c) Progress of basic construction and putting the construction into operation or exploitation (if any);

d) Preliminary plan for investment divergence or subproject division (if any);

(In case a project is divided into several phases, the progress of each stage must be clearly stated).

8. Assessment of socio-economic impacts and benefits of projects:

The most important impacts brought by the project to the socio-economic development of the locality and industry (job creation, budget payment, export, technology transfer, etc.).

9. Land information:

a) The current status of land use at the project site in accordance with the provisions of the law on land;

b) Conditions for land recovery for projects subject to land recovery;

c) Expected demand for land use (if any);

d) Preliminary estimate of compensation, support and resettlement plan for changing the use purpose of rice-growing land, protection forest land or special-use forest land for other purposes in case projects under the competence of the National Assembly or the Prime Minister to approve investment policies (if any).

10. Explanation of the conformity of project with the relevant planning.

11. Preliminary assessment of environmental impacts (if any) in accordance with the law on environmental protection.

12. Estimated form of investor selection and conditions for investors (if any).

13. Requirements on technology used in investment projects (for projects subject to appraisal and consultation on technology in accordance with the law on technology transfer), (if any).

14. For construction investment projects, following contents shall be added:

a) For investment projects on construction of houses and urban areas: supplementing explanations of requirement of urban development goals and orientations, housing development programs and plans; expected division of the project into components (if any); preliminary investment divergence plan to ensure synchronization requirements; preliminary structure of housing products and the setting aside of land fund for social housing development; preliminary plan for investment in construction and management of urban infrastructure inside and outside the project scope, in which preliminary proposals for urban infrastructure that investors retain for business investment, urban infrastructure market that the investor is responsible for handing over or proposing to hand over to the locality;

b) For construction investment projects that do not fall into the cases specified at Point a of this Clause: supplement the proposed project division into components (if any).

15. Special mechanisms and policies (if any).

16. Attached dossiers

a) Documents as prescribed in Clause 2, Article 33 of the Law on Investment;

b) Documents as prescribed in Clause 2, Article 31 of the Decree No. 31/2021/ND-CP;

b) Legal documents on construction, housing and real estate business for investment projects on housing construction, urban areas, and real;

c) Other relevant dossiers (if any).

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[1] For the law on construction stipulates the preparation of a pre-feasibility study report, competent state agencies shall use the pre-feasibility study report instead of this investment project proposal.

Form A.I.3

Investment project proposal

(Projects subject to approval of investment policies proposed by investors)

(Point d, Clause 1, Article 33 of the Law on Investment)

_____________________

THE SOCIALIST REPUBLIC OF VIETNAM
Independence - Freedom - Happiness ________________________

INVESTMENT PROJECT PROPOSAL

(Enclosed to Application for investment project implementation

date ….. month ….. year....)

I. INVESTOR/FORMS OF INVESTOR SELECTION

1. Name of investors (Specify)

2. Forms of investor selection (if any): (Auction of land use rights in accordance with the land law/Bidding to select investors in accordance with the bidding law/Concurrently approve investment policy and investors not through auction of land use rights or bidding for investor selection)

We hereby propose to implement investment projects as follows:

II. PROPOSAL TO IMPLEMENTATION OF INVESTMENT PROJECTS

1. Contents of project name, project implementation location, objectives, scale, capital, capital mobilization plan, time limit and project implementation schedule: Specify as Application for investment project implementation

2. Proposal of land use demand (for projects that require the State to allocate or lease land, or permit the change of land use purpose).

2.1. Land location: overall introduction of the land (address, area, boundaries, geographical location):

2.2. Current status of land use at the project site in accordance with the law on land (make a table of current status of land use, map of current land use)

2.3. Estimated land use demand (specify land area and land use structure, term, land use rate of each construction)

2.4. Explain the satisfaction of conditions for land allocation, land lease, change of land use purpose for implementation of investment projects in accordance with the law on land

2.5. Estimated plan and schedule for land allocation, land lease, land use purpose conversion in accordance with the provisions of the law on land.

2.6. Preliminary estimate of compensation, support and resettlement plan for changing the use purpose of rice-growing land, protection forest land or special-use forest land for other purposes in case projects under the competence of the National Assembly or the Prime Minister to approve investment policies (if any)

3. Documents/or certificates of land use right (if any).

4. Labor demand (specify the number of domestic workers and foreign workers for each stage)

5. Assessment of socio-economic impacts and benefits of projects: The most important impacts brought by the project to the socio-economic development of the locality and industry (job creation, budget payment, export, technology transfer.

6. Explanation of the conformity of project with the relevant planning

7. Preliminary assessment of environmental impacts (if any) in accordance with the law on environmental protection

8. Explanation of the satisfaction of market access conditions applicable to foreign investors (if any)

9. For construction investment projects

a) For investment projects on construction of houses and urban areas: supplementing explanations of requirement of urban development goals and orientations, housing development programs and plans; expected division of the project into components (if any); preliminary investment divergence plan to ensure synchronization requirements; preliminary structure of housing products and the setting aside of land fund for social housing development; preliminary plan for investment in construction and management of urban infrastructure inside and outside the project scope, in which preliminary proposals for urban infrastructure that investors retain for business investment, urban infrastructure market that the investor is responsible for handing over or proposing to hand over to the locality;

b) For construction investment projects that do not fall into the cases specified at Point a of this Clause: supplement the proposed project division into components (if any).

10. Explanations about the technology used in the investment project (for projects subject to appraisal of, or solicitation of opinions on, technologies in accordance with the law on technology transfer, investment projects in hi-tech zones as prescribed by law on high technology, if any).

11. Explanation of the project meets conditions on investment per unit and labor used for the project subject to the issuance of the Investment Registration Certificate (if any)

III. INCENTIVE PROPOSAL, INVESTMENT SUPPORT (specify legal basis for proposals)

1. Incentives on corporate income tax (if any)

Legal basis for incentives (specify applicable laws and articles)

2. Incentives on import duty (if any)

Legal basis for incentives (specify applicable laws and articles)

3. Incentives on exemption and reduction of land rental, land use levy and land use (if any)

Legal basis for incentives (specify applicable laws and articles)

4. Incentives on accelerated depreciation, or increase of deductible expenses when calculating taxable incomes (if any)

5. Special investment incentives (if any)

6. Investment support proposal (if any)

Form A.I.4

Investment project proposal¹

(Project is not subject to approval of investment policy)

(Clause 1, Article 36 of the Decree No. 31/2021/ND-CP)

_______________________

THE SOCIALIST REPUBLIC OF VIETNAM
Independence - Freedom - Happiness

________________________

INVESTMENT PROJECT PROPOSAL

(Enclosed to Application for investment project implementation

date ….. month ….. year....)

I. NAME OF INVESTOR(S)

(Specify)

We hereby propose to implement investment projects as follows:

II. PROPOSAL TO IMPLEMENTATION OF INVESTMENT PROJECTS

1. Name of project, project location:

1.1. Name of the project............................................................................

1.2. Project location: ................................................................................

(For projects located outside industrial parks, export-processing zones, hi-tech zones and economic zones: specify the address, street/hamlet, ward/commune, district, province/city. For projects located inside industrial parks, export-processing zones, hi-tech zones and economic zones: specify the street number, lot number, name, district and province/city).

2. Project objectives:

Remarks:

- The first business line stated means the main business line of the project.

- (*) Codes by CPC shall apply only to business lines that require foreign investors to meet defined criteria for obtaining the Investment Registration Certificate.

3. Project scale:

Describe the scale by criteria (if any)

- Area of land, water surface and ground to be used (m² or ha)

- Land areas suitable for planning: m² (except for the land area of the red-line boundary or the land areas in contrary to the planning).

- Design capacity

- Products and services provided

- Estimated scale of construction architecture (construction area, floor area, number of floors, building height, construction density, land use coefficient ...)

In the case of a multi-stage project, each phase is described above.

In case there is an investment objective to build houses (for sale, lease or lease-purchase), urban areas must clearly state:

- Area of construction land:…. m²;

- Building area for housing:.... m²;

- Type of housing (townhouses, apartments, villas, etc., as prescribed by the Law on Housing);

- Number of houses: ………… units;

- Population size: …… people;

- Location of the project in urban area: .... (yes/no);

- Projects within the protection scope of relics recognized as national monuments or special national monuments by competent agencies: ..... (yes/no);

- Projects in restricted development areas or historic inner cities (defined in urban planning projects) of special urban areas: ….. (yes/no);

4. Investment

4.1. Total investment amount: ….... VND (in letters) and …… USD (in letters) (exchange rate ..... date ..... of .......,), in which:

- Contributed capital of investor: ... VND (in letters) or ……………. USD (in letters)

- Mobilized capital: ……. VND (in letters) or ……………. USD (in letters), in which:

+ Loans from credit institutions:............................................................

+ Mobilized capital from shareholders, members, from other entities:.....

+ Mobilized capital from other sources (specify source):........................

- Profits left by investors for reinvestment (if any): ....................................

4.2. Investment funds:

a) Contributed capital (detailed by each investor):

Remarks:

(*) Contribution methods: specify values of cash, machinery, equipment, land use right and technological know-how,

b) Mobilized capital: specify the amount of capitals, capital mobilization methods (loans from credit institutions/ the holding company, etc.) and expected progress.

c) Profits left by investors for reinvestment (if any): ..................................

5. Operation duration of projects: .........................................................

6. Project implementation schedule (specify by month (or quarter)/year. For example: January (or first quarter) 2021):

a) Progress of capital contribution and mobilization of capital sources;

b) Progress of basic construction and putting the construction into operation or exploitation (if any)

c) Preliminary plan for investment divergence or subproject division (if any)

(In case an investment project is divided into several phases, the progress of each stage must be clearly stated)

7. Labor demand: specify the number of domestic workers and foreign workers for each stage)

8. Assessment of socio-economic impacts and benefits of projects:

- The most important impacts brought by the project to the socio-economic development of the locality and industry (job creation, budget payment, export, technology transfer,..).

9. Land information (if any)

a) The current status of land use at the project site in accordance with the provisions of the law on land:

b) Conditions for land recovery for projects subject to land recovery

c) Expected demand for land use

10. Explanation of the conformity of project with the relevant planning (if any)

11. Preliminary assessment of environmental impacts (if any) in accordance with the law on environmental protection

12. Explanation of the satisfaction of investment conditions applicable to foreign investors (if any)

13. Explanation of the satisfaction of conditions on investment rate and labor use (if any)

III. INCENTIVE PROPOSAL, INVESTMENT SUPPORT (specify legal basis for proposals)

1. Incentives on corporate income tax (if any)

Legal basis for incentives (specify applicable laws and articles)

2. Incentives on import duty (if any)

Legal basis for incentives (specify applicable laws and articles)

3. Incentives on exemption and reduction of land rental, land use levy and land use (if any)

Legal basis for incentives (specify applicable laws and articles)

4. Incentives on accelerated depreciation, or increase of deductible expenses when calculating taxable incomes (if any)

5. Special investment incentives (if any)

6. Investment support proposal (if any)

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For an ongoing investment project, the investment project proposal replaced with a report on project implementation from the time of commencement of the project implementation to the time of application for an investment registration certificate.

Form A.I.5

Application for approval of investors

(Clause 3, Article 29 of the Law on Investment, Clauses 1 and 2, Article 30 of the Decree No. 31/2021/ND-CP)

_____________________

THE SOCIALIST REPUBLIC OF VIETNAM
Independence - Freedom - Happiness ________________________

APPLICATION FOR APPROVAL OF INVESTORS

To: ………...........(Competent state agencies)

The investor requests for approval of the investor to implement the investment project in the Decision on approval of the investment policy No........, date of issue..... with the following contents:

I. INVESTORS INFORMATION

1. For individuals:

Full name: …………………Gender: ........................................................ ..

Date of birth:... ………….Nationality:...................................................... ..

...... (Documents on the legal status of the of the individual) ¹ number:.......; Date of issue.......; Place of issue: .................................................................................. ..

Permanent residential address:.................................................................. ...

Current residential address: ...................................................................... ...

Tax identification number (in Vietnam - if any):......................................... ...

Tel: …………….Fax: ……………….Email: ............................................ ...

2. For enterprises/organizations:

Name of enterprise/organization: .............................................................. ...

...(Document on the legal status of the of the organization)² No.: ......; date of issue: .......; Issuer:..............................................................................................................

Office address: ......................................................................................... ...

Tax identification number (in Vietnam - if any):......................................... ...

Tel: ……………Fax: ……………… Email: ……… Website (if any):....... ...

Co-investors (if any): declaration of secured parties’ information shall be made as in sections 1 and 2

3. Ratio (expected) of contributed capital of investors (in case there are 02 or more investors).

II. INFORMATION ON INVESTMENT PROJECTS (approved for investment policy)

1. Decision on approve investment policy issued No...../QD.......date.......

2. Contents of the project:

- Name of the project: .....................................................................................................................

- Objectives: ........................................................................................ ………

- Total investment amount
.............................................................................................................

- Project scale: ................................................................................................................

- Progress:............................................................................................ ………

- Location: ........................................................................................................................

- Project duration: ..............................................................................................................

III. INFORMATION ON INVESTMENT PROJECTS (proposed by investors)

1. Investment project capital (preliminary total cost, if any):

- Contributed capital of investor: ... VND (in letters) or ……………. USD (in figures) (exchange rate ..... date... of .......).

- Mobilized capital: ……. VND (in letters) or ……………. USD (in figures).

- Profits left by investors for reinvestment (if any): ...........................................

2. Project implementation progress:

a) Progress of capital contribution and mobilization of capital:...................

- Contributed capital (Progress, rate and method of capital contribution - detailed by each investor):

(*) Contribution methods: specify values of cash, machinery, equipment, land use right and technological know-how,...

- Mobilized capital (expected): ................................................................. ........

- Profits left by investors for reinvestment (if any): .................................... ........

b) Progress in implementing the main operational objectives of the investment projects;

c) Progress of basic construction and putting the construction into operation or exploitation (if any);

d) Preliminary plan for investment divergence or subproject division (if any);

(In case an investment project is divided into several phases, the progress of each stage must be clearly stated).

IV. INVESTOR'S COMMITMENTS:

1. …….. (name of the investor) commits to implement the project approved by ……. (the policy-approving agency) in Decision No.……/QD…. dated according to the prescribed schedule and satisfying the land use conditions as prescribed by the law on land, housing, construction, real estate business, business investment conditions business (if any) and other conditions as prescribed by relevant laws.

2. Investor shall be held responsible before law for the lawfulness, accuracy and truthfulness of their dossier contents and documents sent to competent state agencies.

3. Commitments to bear all expenses and risks in case the project is not approved.

V. ATTACHED DOSSIERS

1. Documents as prescribed at Points b, c, e, g and h, Clause 1, Article 33 of the Law on Investment.

2. Other related documents.

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1 Is one of the following information or documents: Personal identification numbers, citizen’s identity card, people's identity card, passport, other lawful personal identification papers.

2 Is one of the following documents: Establishment Decision, Enterprise Registration Certificate, other equivalent documents.

Form A.I.6

Application for an Investment Registration Certificate

(Clauses 2 and 4, Article 35 of the Decree No. 31/2021/ND-CP)

_________________

THE SOCIALIST REPUBLIC OF VIETNAM
Independence - Freedom - Happiness _______________________

APPLICATION FOR GRANT OF INVESTMENT REGISTRATION CERTIFICATE

To: ……….. (Investment registration agency)

Investors whose projects are approved for investment policies in Decision No. .... and have won the auction or bid in the Decision on approval of the auction winning result or the Decision approving the investor selection result No.... The investor approved under the Decision on approval of investor, now requests for an Investment Registration Certificate with the following contents:

I. INVESTOR

1. For individuals:

Full name: …………………Gender: ........................................................ ........

Date of birth:... ………….Nationality:...................................................... ........

...... (Documents on the legal status of the of the individual) 1 number:.......; Date of issue.......; Place of issue: .................................................................................. ........

Permanent residential address:.................................................................. ........

Current residential address: ...................................................................... ........

Tax identification number (in Vietnam - if any):......................................... ........

Tel: …………….Fax: ……………….Email: ............................................ ........

2. For enterprises/organizations:

Name of enterprise/organization: .............................................................. ........

...(Document on the legal status of the of the organization)² No.: ...; Date of issue: .......; Issuer:..... Office address: ................................................................................. ........

Tax identification number (in Vietnam - if any):......................................... ........

Tel: ……………Fax: ……………… Email: ……… Website (if any):....... ........

Information about the legal representative of the registered enterprise/organization, including:

Full name: …………………Gender: ........................................................ ........

Date of birth:... ………….Nationality:...................................................... ........

...... (Documents on the legal status of the of the individual) number:.......; Date of issue.......; Place of issue: ..................................................................................

Permanent residential address: ..................................................................

Current residential address: ......................................................................

Tel: ……………. Fax: ………………. Email: ..........................................

Co-investors (if any): declaration of secured parties’ information shall be made as in sections 1 and 2

II. INFORMATION ON THE economic organization EXPECTED TO BE ESTABLISHED (if any)

1. Name of economic organization: ........................................................

2. Form of economic organization..........................................................

3. Address: .............................................................................................

4. Charter capital: VND (in letters) and …… USD (in letters) (exchange rate ..... date ..... of .......).

5. Charter capital contribution ratio of each investor:

III. CONTENTS OF THE DECISION ON APPROVAL OF INVESTMENT POLICY/Decision on approval of auction winning result or Decision on approval of investor selection result/DECISION ON APPROVAL OF INVESTOR.

1. Information about granted Decision:

2. Contents of the project

- Name of the project:...............................................................................

- Objectives:.............................................................................................

- Total investment amount: .......................................................................

- Project scale: .........................................................................................

- Location: ...............................................................................................

- Progress: ...............................................................................................

- Project duration: ....................................................................................

IV. INVESTOR'S COMMITMENTS:

1. Investor shall be held responsible before law for the lawfulness, accuracy and truthfulness of their dossier contents and documents sent to competent state agencies.

2. Comply with the provisions of Vietnamese law and the provisions of the Decision on approval of the investment policy/Decision on approval of the auction winning result or Decision on approval of the result of investor selection/Decision on approval of investor/Investment registration certificate.

V. ATTACHED DOSSIERS

1. Copies of the Decision on approval of investment policies/Decision on approval of auction winning results or Decision on approval of investor selection results/Decision on approval of investors related to the project.

2. Other related documents.

------------------

1 Is one of the following documents: Personal identification numbers, citizen’s identity card, people's identity card, passport, other lawful personal identification papers.

2 Is one of the following documents: Establishment Decision, Enterprise Registration Certificate, other equivalent documents.

Form A.I.7

Application for capital contribution/share purchase/purchase of contributed capital by foreign

(Clause 2, Article 26 of the Law on Investment)

THE SOCIALIST REPUBLIC OF VIETNAM
Independence - Freedom - Happiness
^{________________________}

APPLICATION FOR CAPITAL CONTRIBUTION/SHARE PURCHASE/PURCHASE OF CONTRIBUTED CAPITAL

To: ……….. (Investment registration agency)

Investors register for capital contribution/share purchase/purchase of capital contribution to ……(name of organization)….with the following contents:

I. INVESTOR

1. For individuals:

Full name: …………………Gender: ........................................................ ..

Date of birth:... ………….Nationality:...................................................... ..

...... (Documents on the legal status of the of the individual) ¹ number:.......; Date of issue.......; Place of issue: .................................................................................. ...

Permanent residential address:.................................................................. ...

Current residential address: ...................................................................... ...

Tax identification number (in Vietnam - if any):......................................... ...

Tel: …………….Fax: ……………….Email: ............................................ ...

2. For enterprises/organizations:

Name of enterprise/organization: .............................................................. ....

...(Document on the legal status of the of the organization)² No.: ......; date of issue: .......; Issuer:..... ........................................................................................................

Office address: ......................................................................................... ...

Tax identification number (in Vietnam - if any):......................................... ...

Tel: ……………Fax: ……………… Email: ……… Website (if any):....... ...

Information about the legal representative of the registered enterprise/organization, including:

Full name: …………………Gender: ........................................................ ...

Date of birth:... ………….Nationality:...................................................... ...

...... (Documents on the legal status of the of the individual) number:.......; Date of issue.......; Place of issue: .................................................................................. ...

Permanent residential address: .................................................................. ...

Current residential address: ...................................................................... ...

Tel: ……………. Fax: ………………. Email: .......................................... ...

Co-investors (if any): declaration of secured parties’ information shall be made as in sections 1 and 2.

II. INFORMATION ON THE economic organization RECEIVING CAPITAL/ SHARES/ CAPITAL CONTRIBUTIONS:

1. Name of economic organization:

- Name in Vietnamese:

- Name in foreign language (if any): ........................................................

- Abbreviated name (if any): ...................................................................

2. Business code: ....................... Date of the first issue: .............. Date of the latest adjustment (if any):...........................................................................................

3. Tax identification number:.................................................................

4. Form of the enterprise:........................................................................

5. Headquarters address: (For projects located outside industrial parks, export-processing zones, hi-tech zones and economic zones: specify the address, street/hamlet, ward/commune, district, province/city. For projects located inside industrial parks, export-processing zones, hi-tech zones and economic zones: specify the street number, lot number, name, district and province/city).

6. Lines of business

7. Charter capital:…….. VND (in letters).

8. Existence ratio of charter capital holding ratio of a foreign investor in a economic organization (if any);

9. List of owners, members, founding shareholders and list of owners, members, shareholders being foreign investors (if any);

10. Declare the certificate of land use right at the border island, communes, wards, towns; coastal communes, wards and towns; other areas affecting national defense and security (if any).

Specify the Land Use Right Certificate No.... at...... (location)

III. INFORMATION ON CAPITAL CONTRIBUTION/SHARE PURCHASE/PURCHASE OF CONTRIBUTED CAPITAL

(Specify only transactions)

IV. INFORMATION ON THE economic organization AFTER RECEIVING CAPITAL/ SHARES/ CAPITAL CONTRIBUTIONS:

1. Name of economic organization:

2. Charter capital:…….. VND (in letters).

3. Percentage:

4. Lines of business

(*) Codes by CPC shall apply only to business lines that require foreign investors to meet defined criteria for obtaining the Investment Registration Certificate.

V. INFORMATION OF INVESTMENT PROJECTS OF economic organizations (if any)

VI. EXPLANATION OF THE SATISFACTION OF MARKET ACCESS CONDITIONS APPLICABLE TO FOREIGN INVESTORS (if any)

Explanation of the satisfaction of the conditions for the percentage of charter capital ownership; the form of investment, the scope of activities, the capacity of the Vietnamese investor and partner participating in the implementation of investment activities and the conditions other according to the provisions of Vietnamese law and international treaties)

VII. INVESTORS AND economic organizations WITH FOREIGN INVESTORS CONTRIBUTING CAPITAL, BUYING SHARES OR BUYING CAPITAL CONTRIBUTIONS SHALL COMMIT TO:

1. Investor shall be held responsible before law for the lawfulness, accuracy and truthfulness of their dossier contents and documents sent to competent state agencies.

2. Comply with the provisions of Vietnamese law and the provisions of the Investment Registration Certificate.

3. Commitments to bear all expenses and risks in case the capital contribution, purchase of shares or contributed capital is not approved.

VIII. ATTACHED DOSSIERS

1. Copies of documents on legal status of individuals, organizations contributing capital, buying shares, purchasing capital contributions and economic organizations with foreign investors.

2. Agreement in principle on capital contribution, share purchase, purchase of capital contributions between foreign investors and organizations, or between foreign investors and shareholders or members of the organizations.

3. Copies of the certificate of land use rights of the economic organization receiving the capital contribution, share or purchase of the contributed capital portion of the foreign investor (for the case specified at Point b, Clause 4, Article 65 of the Decree No. 31/ 2021/ND-CP).

... ……., date ….. month ….. year……

---------------------

¹ Is one of the following documents: Personal identification numbers, citizen’s identity card, people's identity card, passport, other lawful personal identification papers.

2 Is one of the following documents: Establishment Decision, Enterprise Registration Certificate, other equivalent documents.

Form A.I.8

Application for establishment of executive offices by a foreign investor

in a business cooperation contract

(Article 49 of the Law on Investment)

THE SOCIALIST REPUBLIC OF VIETNAM
Independence - Freedom - Happiness _______________________

APPLICATION FOR

ESTABLISHMENT OF EXECUTIVE OFFICES BY A FOREIGN INVESTOR

 IN A BUSINESS COOPERATION CONTRACT

To: ……….. (Investment registration agency)

Investors register the establishment of executive offices by a foreign investor in a business cooperation contract with the following contents:

I. INVESTOR

1. For individuals:

Full name: …………………Gender: ........................................................ ...

Date of birth:... ………….Nationality:...................................................... ....

...... (Documents on the legal status of the of the individual) ¹ number:.......; Date of issue.......; Place of issue: .................................................................................. ...

Permanent residential address:.................................................................. ....

Current residential address: ...................................................................... ....

Tax identification number (in Vietnam - if any):......................................... ....

Tel: …………….Fax: ……………….Email: ............................................ .....

2. For enterprises/organizations:

Name of enterprise/organization: .............................................................. .....

...(Document on the legal status of the of the organization)² No.: ......; date of issue: .......; Issuer:..............................................................................................................

Office address: ......................................................................................... ......

Tax identification number (in Vietnam - if any):......................................... ......

Tel: ……………Fax: ……………… Email: ……… Website (if any):....... ......

Representative office address in Vietnam (if any): ..................................... .......

II. INFORMATION OF INVESTMENT PROJECTS 

1. Name of the project: ............................................................................. .......

2. Project code/Investment Registration Certificate /Investment Certificate/Investment License/Business License No: .......................................................................... ........

3. Date of issue:........................................................................................ ........

4. Issuer: .................................................................................................. ....

5. Project location: ................................................................................... ....

6. Project objectives: ................................................................................ ....

7. Progress:.............................................................................................. .....

III. CONTENTS OF REGISTRATION OF INVESTMENT PROJECT EXECUTIVE OFFICE

1. Name of the office:

Name in Vietnamese: ............................................................................. .

Name in foreign language (if any): .......................................................... .

Abbreviated name (if any): ....................................................................... ....

2. Office address (specify the address, street/hamlet, ward/commune, district, province/city): .................................................................................................

3. Scope of operation of the executive office (specify each content and scope of operation of the Executive office): ....................................................................................

4. Duration of operation (from the date of issuance of Operation registration certificate of the executive office): ....................................................................................

5. Information of the chief of executive office:

Full name: …………….. Gender: .............................................................

Date of birth: …….......…......……. Nationality: ........................................

Document on the legal status of the of the individuals No.: ........................

Date of issue: .. ..... Issued by: ..................................................................

Permanent residential address: ..................................................................

Current residential address: ......................................................................

Tel: …………….Fax: ……………….Email: ............................................

IV. INVESTOR'S COMMITMENTS:

1. Investor shall be held responsible before law for the lawfulness, accuracy and truthfulness of their dossier contents and documents sent to competent state agencies.

2. Comply with the provisions of Vietnamese law and the provisions of the Operation registration certificate of the executive office.

V. ATTACHED DOSSIERS

1. Documents specified at Points b, c and d, Clause 4, Article 49 of the Law on Investment (specify attached documents).

2. Documents proving the investor's right to use the location (contract or agreement to lease the location,...).

----------------------

1 Is one of the following documents: Personal identification numbers, citizen’s identity card, people's identity card, passport, other lawful personal identification papers.

2 Is one of the following documents: Establishment Decision, Enterprise Registration Certificate, other equivalent documents.

Form A.I.9

Application for adjustment of executive offices by a foreign investor

in a business cooperation contract

THE SOCIALIST REPUBLIC OF VIETNAM
Independence - Freedom - Happiness ________________________

APPLICATION FOR ADJUSTMENT OF

EXECUTIVE OFFICES BY A FOREIGN INVESTOR

 IN A BUSINESS COOPERATION CONTRACT

To: ……….. (Investment registration agency)

Investors register the adjustment of executive offices by a foreign investor in a business cooperation contract with the following contents:

I. INVESTOR

1. For individuals:

Full name: …………………Gender: ........................................................

Date of birth:... ………….Nationality:......................................................

...... (Documents on the legal status of the of the individual) ¹ number:.......; Date of issue.......; Place of issue: ..................................................................................

Permanent residential address:..................................................................

Current residential address: ......................................................................

Tax identification number (in Vietnam - if any):.........................................

Tel: …………….Fax: ……………….Email: ............................................

2. For enterprises/organizations:

Name of enterprise/organization: .............................................................. .....

...(Document on the legal status of the of the organization)² No.: ......; date of issue: .......; Issuer:..............................................................................................................

Office address: .........................................................................................

Tax identification number (in Vietnam - if any):.........................................

Tel: ……………Fax: ……………… Email: ……… Website (if any):.......

Representative office address in Vietnam (if any): .....................................

II. INFORMATION OF INVESTMENT PROJECTS 

1. Name of the project: .............................................................................

2. Project code/Investment Registration Certificate /Investment Certificate/Investment License/Business License No: ..........................................................................

3. Date of the first issue: ................................................. Adjustment (if any):

4. Issuer: ..................................................................................................

5. Project location: ...................................................................................

6. Project objectives: ................................................................................

7. Progress:..............................................................................................

III. CONTENTS OF ADJUSTMENT OF OPERATION REGISTRATION CERTIFICATE OF THE EXECUTIVE OFFICE BY FOREIGN INVESTORS

1. Operation registration certificate of the executive office by foreign investors

2. Adjustment

2.1 Adjustment 1:

- Contents specified in the operation registration certificate of the executive office by foreign investors:.............................................................................................

- Correction requested:.............................................................................

- Reason of the adjustment:.......................................................................

2.2 Other adjustment (if any): specify the same as the Adjustment 1: .......

3. Documents related to the adjusted contents (if any).

IV. INVESTOR'S COMMITMENTS:

1. Investor shall be held responsible before law for the lawfulness, accuracy and truthfulness of their dossier contents and documents sent to competent state agencies.

2. Comply with the provisions of Vietnamese law and the provisions of the Operation registration certificate of the executive office.

------------------

¹ Is one of the following documents: Personal identification numbers, citizen’s identity card, people's identity card, passport, other lawful personal identification papers.

² Is one of the following documents: Establishment Decision, Enterprise Registration Certificate, other equivalent documents.

Form A.I.10

Notice of termination of operation of executive offices by a foreign investor in a business COOPERATION CONTRACT

(Article 50 of the Law on Investment)

THE SOCIALIST REPUBLIC OF VIETNAM
Independence - Freedom - Happiness _______________________

NOTICE OF

TERMINATION OF OPERATION OF EXECUTIVE OFFICES BY A FOREIGN INVESTOR IN A BUSINESS COOPERATION CONTRACT

To: ……….. (Investment registration agency)

Investors register the notice of termination of executive offices by a foreign investor in a business cooperation contract with the following contents:

I. INVESTOR

1. For individuals:

Full name: …………………Gender: ........................................................ ..

Date of birth:... ………….Nationality:...................................................... ...

...... (A document on the legal status of the of the individual) number:.......; Date of issue.......; Place of issue: .................................................................................. ...

Permanent residential address:.................................................................. ...

Current residential address: ...................................................................... ....

Tax identification number (in Vietnam - if any):......................................... ....

Tel: …………….Fax: ……………….Email: ............................................ ....

2. For enterprises/organizations:

Name of enterprise/organization: .............................................................. .....

(A document on the legal status of the of the organization) number: ......; date of issue: .......; Issuer:.....................................................................................................

Office address: ......................................................................................... .....

Tax identification number (in Vietnam - if any):......................................... .....

Tel: ……………Fax: ……………… Email: ……… Website (if any):....... .....

Representative office address in Vietnam (if any): ..................................... .....

II. INFORMATION OF INVESTMENT PROJECTS 

1. Name of the project: .............................................................................

2. Project code/Investment Registration Certificate /Investment Certificate/Investment License/Business License No: ..........................................................................

3. Date of issue: .........................................................................................

4. Issuer: ..................................................................................................

5. Project location: ...................................................................................

6. Project objectives: ................................................................................

7. Progress:..............................................................................................

III. CONTENTS OF REGISTERED INVESTMENT PROJECT EXECUTIVE OFFICE

1. Name of the office:

Name in Vietnamese: ............................................................................. .

Name in foreign language (if any): .......................................................... .

Abbreviated name (if any):…………………………. .....................................

2. Office address (specify the address, street/hamlet, ward/commune, district, province/city):

3. Scope of operation of the executive office (specify each content and scope of operation of the Executive office): ....................................................................................

4. Duration of operation (from the date of issuance of Operation registration certificate of the executive office): ...........................................................................................

5. Information of the chief of executive office:

Full name: …………….. Gender: .............................................................

Date of birth: …….......…......……. Nationality: ........................................

Document on the legal status of the of the individuals No.: ........................

Date of issue: .. ..... Issued by: ..................................................................

Permanent residential address: ..................................................................

Current residential address: ......................................................................

Tel: …………….Fax: ……………….Email: ............................................

IV. CONTENTS OF TERMINATION OF INVESTMENT PROJECT EXECUTIVE OFFICE

Notice of termination of investment project executive office (name of executive office) ................................. granted the operation registration certificate of the executive office for foreign investors in the business cooperation contract No...........date.........with the following contents:

1. Time to termination of investment project executive office: from:.........

2. Explanation of reasons for termination: ...............................................

V. INVESTOR'S COMMITMENTS:

1. Investor shall be held responsible before law for the lawfulness, accuracy and truthfulness of their dossier contents and documents sent to competent state agencies.

2. Complying with relevant Vietnamese laws.

VI. ATTACHED DOSSIERS

1. Documents as prescribed in Clause 2, Article 50 of the Law on Investment.

2. Other relevant documents.

Form A.I.11.a

Application for investment project adjustment

(In case of transfer of part or the whole investment project)
(Article 48 Decree No. 31/2021/ND-CP)

THE SOCIALIST REPUBLIC OF VIETNAM
Independence - Freedom - Happiness ________________________

APPLICATION FOR INVESTMENT PROJECT ADJUSTMENT

(For transfer part or the whole of investment projects)

To: ……… (he Ministry of Planning and Investment/Investment registration agency)

The investor requests to adjust the project in case of transferring part (or the whole) of the investment project specified in Decision on approval (modification) of investment policy (if any), Decision on approval (modification) of investor (if any), Decision on concurrently approval (modification) of investment policy and investor (if any)/Investment Registration Certificate/Investment Certificate/Investment License/Business License (if any) No........, date ........., issued by .................(competent state agencies) with the following contents:

I. THE TRANSFEROR

1. For individuals:

Full name: …………………… Gender: ................................................... ..

Date of birth: ......... …………. Nationality: .............................................. ..

...... (A document on the legal status of the of the individual) number:.......; Date of issue.......; Place of issue: .................................................................................. ...

Tax identification number (in Vietnam– if any):......................................... ...

Permanent residential address: .................................................................. ....

Current residential address: ...................................................................... ....

Tel: ……………. Fax: ………………. Email: .......................................... ....

2. For enterprises/organizations:

Name of enterprise/organization: .............................................................. ....

(A document on the legal status of the of the organization) number: ...; Date of issue: .........; Issuer:..............................................................................................................

Tax identification number (in Vietnam - if any):.........................................

Office address: .........................................................................................

Tel: …………… Fax: ……………… Email: ……… Website (if any): ......

Information about the legal representative of the enterprise/organization, including:

Full name: ……………………………. Gender: ................ ...........................

Title: ………………… Date of birth: ……... .................. Nationality: .......

...... (Documents on the legal status of the of the individual) number:.......; Date of issue.......; Place of issue: ..................................................................................

Permanent residential address: ..................................................................

Current residential address: ......................................................................

Tel: ……………. Fax: ………………. Email: ..........................................

Co-investors (if any): declaration of secured parties’ information shall be made as in sections 1 and 2

II. THE INVESTOR RECEIVING TRANSFERRED

1. For individuals:

Full name: …………………… Gender: ...................................................

Date of birth: ...................…………. Nationality: ......................................

...... (A document on the legal status of the of the individual) number:.......; Date of issue.......; Place of issue: ..................................................................................

Tax identification number (in Vietnam - if any):.........................................

Permanent residential address: ..................................................................

Current residential address: ......................................................................

Tel: ……………. Fax: ………………. Email: ..........................................

2. For enterprises/organizations:

Name of enterprise/organization: .............................................................. ....

(A document on the legal status of the of the organization) number: ...; Date of issue: .........; Issuer:..............................................................................................................

Tax identification number (in Vietnam - if any):.........................................

Office address: .........................................................................................

Tel: …………… Fax: ……………… Email: ……… Website (if any): ......

Information about the legal representative of the enterprise/organization:

Full name: ……………………………. Gender: ................ ............................

Title: ………………… Date of birth: ................................ Nationality: ..... ....

...... (Documents on the legal status of the of the individual) number:.......; Date of issue.......; Place of issue: ..................................................................................

Permanent residential address: ..................................................................

Current residential address: ......................................................................

Tel: ……………. Fax: ………………. Email: ..........................................

Co-investors (if any): declaration of secured parties’ information shall be made as in sections 1 and 2.

III. CONTENTS OF THE INVESTMENT PROJECT

1. Decision on approval (modification) of investment policy (if any), Decision on approval (modification) of investor (if any), Decision on concurrently approval (modification) of investment policy and investor (if any)/Investment Registration Certificate (if any)/Investment Certificate/Investment License/Business License:

 2. Contents of the investment project:

- Name of the project:...........................................................................

- Objectives:.........................................................................................

- Total investment amount: ...................................................................

- Project scale: .....................................................................................................

- Progress:............................................................................................

- Location: ...........................................................................................

- Project duration: ................................................................................

IV. TRANSFER PROJECTS (for transferring the partial projects)

1. Contents of the project to be transferred to the investor receiving the transfer:

- Name of the project: ..............................................................................

- Objectives:.............................................................................................

- Total investment amount:.......................................................................

- Project scale:..........................................................................................

- Location:...............................................................................................

- Project duration:.....................................................................................

- Current status of implementation: ...........................................................

2. Contents of the remaining project of the transferor

- Name of the project:...............................................................................

- Objectives:.............................................................................................

- Total investment amount:.......................................................................

- Project scale:..........................................................................................

- Location:...............................................................................................

- Project duration:.....................................................................................

- Current status of implementation:...........................................................

V. Explanation of the transfer

1. Reasons of the transfer request:

2. Explanation on satisfaction of the conditions for transfer of investment projects specified in Clause 1, Article 46 of the Law on Investment.

VI. OTHER ADJUSTMENTS (if any):

Investors declare according to the form guided in the Form A.I.11.h this Appendix.

VII. INVESTOR'S COMMITMENTS:

1. Investor shall be held responsible before law for the lawfulness, accuracy and truthfulness of their dossier contents and documents sent to competent state agencies.

2. Comply with the provisions of Vietnamese law and the provisions of the Investment Policy Approval/Investment Registration Certificate.

3. Commitments to bear all expenses and risks in case the project transfer is not approved.

VIII. ATTACHED DOSSIERS

1. Documents enclosed with Clause 5, Article 48 of the Decree No. 31/2021/ND-CP;

2. Other relevant documents (if any).

Form A.I.11.b

Application for approval of investor adjustment

(In case the transfer of a project does not change the approval of the investment policies in one of the cases specified at Points a, b, c, d, dd and e, Clause 3, Article 41 of the Law on Investment)

(Clause 8, Article 48 of the Decree No. 31/2021/ND-CP)

THE SOCIALIST REPUBLIC OF VIETNAM
Independence - Freedom - Happiness ________________________

APPLICATION FOR APPROVAL OF INVESTOR ADJUSTMENT

To: ………...........(Competent state agencies)

The investor requests the investor's approval when receiving the transfer of an investment project (does not change the content of the policies approval in one of the cases specified at Points a, b, c, d, dd and e Clause 3, Article 41 of the Law on Investment) shall be specified in the Decision on approval of investment policies........(No, date of issue, issuer) (if any) with the following contents:

I. THE TRANSFEROR

1. For individuals:

Full name: …………………… Gender: ...................................................

Date of birth: .................................. Nationality: ........................................

...... (A document on the legal status of the of the individual) number:.......; Date of issue.......; Place of issue: ..................................................................................

Tax identification number (in Vietnam - if any):.........................................

Permanent residential address: ..................................................................

Current residential address: ......................................................................

Tel: ……………. Fax: ………………. Email: ..........................................

2. For enterprises/organizations:

Name of enterprise/organization: .............................................................. ....

(A document on the legal status of the of the organization) number: ...; Date of issue: .........; Issuer:..............................................................................................................

Tax identification number (in Vietnam - if any):.........................................

Office address: .........................................................................................

Tel: …………… Fax: ……………… Email: ……… Website (if any): ......

Information about the legal representative of the registered enterprise/organization, including:

Full name: ……………………………. Gender: ................ ...........................

Title: ………………… Date of birth: ............................... Nationality: ...............

...... (Documents on the legal status of the of the individual) number:.......; Date of issue.......; Place of issue: ..................................................................................

Permanent residential address: ..................................................................

Current residential address: ......................................................................

Tel: ……………. Fax: ………………. Email: ..........................................

II. THE INVESTOR RECEIVING TRANSFERRED

1. For individuals:

Full name: …………………… Gender: ...................................................

Date of birth: ……... ................................................................................ …………. Nationality: ............

...... (A document on the legal status of the of the individual) number:.......; Date of issue.......; Place of issue: ..................................................................................

Tax identification number (in Vietnam– if any):.........................................

Permanent residential address: ..................................................................

Current residential address: ......................................................................

Tel: ……………. Fax: ………………. Email: ..........................................

2. For enterprises/organizations:

Name of enterprise/organization: .............................................................. ....

(A document on the legal status of the of the organization) number: ...; Date of issue: .........; Issuer:..............................................................................................................

Tax identification number (in Vietnam– if any):.........................................

Office address: .........................................................................................

Tel: …………… Fax: ……………… Email: ……… Website (if any): ......

Information about the legal representative of the registered enterprise/organization, including:

Full name: ……………………………. Gender: ................ ............................

Title: ………………… Date of birth: ........................... Nationality: .......... .

...... (Documents on the legal status of the of the individual) number:.......; Date of issue.......; Place of issue: ..................................................................................

Permanent residential address: ..................................................................

Current residential address: ......................................................................

Tel: ……………. Fax: ………………. Email: ..........................................

Co-investors (if any): Declaration of co-investors’ information shall be made as in sections 1 and 2.

III. CONTENTS OF THE INVESTMENT PROJECT

1. Decision on approval (modification) of investment policy (if any), Decision on approval (modification) of investor (if any), Investment Registration Certificate (if any)/Investment Certificate/Investment License/Business License:

2. Contents of the investment project:

- Name of the project:...........................................................................

- Objectives:.........................................................................................

- Total investment amount: ...................................................................

- Project scale: ....................................................................................................

- Progress:............................................................................................

- Location: ...........................................................................................

- Project duration: ................................................................................

IV. TRANSFER PROJECTS (for transferring the partial projects)

1. Contents of the project to be transferred to the investor receiving the transfer:

- Name of the project:................................................................................................................

- Objectives:.............................................................................................

- Total investment amount:.......................................................................

- Project scale:..........................................................................................

- Location:...............................................................................................

- Project duration:.....................................................................................

- Current status of implementation:...........................................................

2. Contents of the remaining project of the transferor

- Name of the project:...............................................................................

- Objectives:.............................................................................................

- Total investment amount:.......................................................................

- Project scale:..........................................................................................

- Location:...............................................................................................

- Project duration:.....................................................................................

- Current status of implementation:...........................................................

V. Explanation of the transfer

1. Reasons of the transfer request.

2. Explanation on satisfaction of requirements specified at Points b, c and d, Clause 4, Article 33 and Clause 1, Article 46 of the Law on Investment.

VI. OTHER ADJUSTMENTS (if any):

Investors declare according to the form guided in the Form A.I.11.h this Appendix.

VII. INVESTOR'S COMMITMENTS:

1. Investor shall be held responsible before law for the lawfulness, accuracy and truthfulness of their dossier contents and documents sent to competent state agencies.

2. Comply with the provisions of Vietnamese law and the provisions of the Decision on approval (modification) of investment policy (if any), Decision on approval (modification) of investor (if any), Decision on concurrently approval (modification) of investment policy and investor (if any)/Investment Registration Certificate/Investment Certificate/Investment License/Business License.

3. Continue to implement the project approved by ……. (the policy-approving agency) in the Document No.……/QD…. date ..... according to the prescribed schedule and satisfying the land use conditions as prescribed by the law on land, housing, construction, real estate business, business investment conditions (if any) and other conditions as prescribed by relevant laws.

VIII. ATTACHED DOSSIERS

1. Attached documents specified in Clause 5, Article 48 of the Decree No. 31/2021/ND-CP.

2. Other relevant documents (if any).

Form A.I.11.c

Application for investment project adjustment

(In case the investor receives the project transfer as security)

(Article 49 Decree No. 31/2021/ND-CP)

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