Decision 750/QD-SGDHN 2017 Process for trading in government bonds at Hanoi Stock Exchange

DECISION

On promulgating the Process for trading in government bonds, government-guaranteed bonds and municipal bonds
at Hanoi Stock Exchange

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GENERAL DIRECTOR OF HANOI STOCK EXCHANGE

Pursuant to the Prime Minister’s Decision No. 01/2009/QD-TTg dated January 02, 2009, on establishment of Hanoi Stock Exchange;

Pursuant to the Charter on organization and operation of Hanoi Stock Exchange issued together with the Minister of Finance’s Decision No. 2882/QD-BTC dated November 22, 2013;

Pursuant to the Law No. 70/2006/QH11 on Securities dated June 29, 2006; the Law No. 62/2010/QH12 on Amending and Supplementing a Number of Articles of the Law on Securities dated November 24, 2010;

Pursuant to the Government’s Decree No. 58/2012/ND-CP dated July 20, 2012, detailing and guiding the implementation of a number of articles of the Law on Securities and the Law Amending and Supplementing a Number of Articles of the Law on Securities;

Pursuant to the Government’s Decree No. 60/2015/ND-CP dated June 26, 2015, amending and supplementing a number of articles of the Government’s Decree No. 58/2012/ND-CP dated July 20, 2012, detailing and guiding the implementation of a number of articles of the Law on Securities and the Law Amending and Supplementing a Number of Articles of the Law on Securities;

Pursuant to the Government’s Decree No. 01/2011/ND-CP dated January 05, 2011, prescribing the issuance of government bonds, government-guaranteed bonds and municipal bonds;

Pursuant to the Minister of Finance’s Circular No. 234/2012/TT-BTC dated December 28, 2012, guiding the management of transactions of government bonds, government-guaranteed bonds and municipal bonds;

Pursuant to the Minister of Finance’s Circular No. 10/2017/TT-BTC dated February 06, 2017, on amending and supplementing a number of articles of the Minister of Finance’s Circular No. 234/2012/TT-BTC dated December 28, 2012, guiding the management of transactions of government bonds, government-guaranteed bonds and municipal bonds;

Pursuant to the Regulations on trading in government bonds, government-guaranteed bonds and municipal bonds issued together with the Decision No. 501/QD-SGDHN dated July 05, 2017 of the General Director of Hanoi Stock Exchange;

At the request of the Director of the Bond Market Department,

DECIDES:

Article 1. To promulgate together with this Decision the Process for trading in government bonds, government-guaranteed bonds and municipal bonds at Hanoi Stock Exchange.

Article 2. This Decision takes effect on September 01, 2017 and replaces the Decision No. 164/QD-SGDHN dated March 23, 2015 of the General Director of Hanoi Stock Exchange, on promulgating the Process for trading in government bonds, government-guaranteed bonds and municipal bonds at Hanoi Stock Exchange.

Article 3. Chief of Office, Director of the Bond Market Department, Heads of units of Hanoi Stock Exchange and relevant individuals shall be responsible for the implementation of this Decision./.

* All Appendices are not translated herein.