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01	Circular No. 25/2022/TT-BTC dated April 28, 2022 of the Ministry of Finance providing for charge and fee rates and the collection, remittance, management and use of the securities charges and fees Summary Effect Related documents Vietnamese Download	Issuing date: 28/04/2022 Effective date: Known Effect: Known
02	Decree No. 128/2021/ND-CP dated December 30, 2021 of the Government amending and supplementing a number of articles of the Government’s Decree No. 156/2020/ND-CP dated December 31, 2020, providing for the sanctioning of administrative violations in the domains of securities and securities market Summary Effect Related documents Vietnamese Download	Issuing date: 30/12/2021 Effective date: Known Effect: Known
03	Circular No. 114/2021/TT-BTC dated December 17, 2021 of the Ministry of Finance annulling the Minister of Finance's Circular No. 146/2014/TT-BTC dated October 06, 2014, guiding the financial regime for securities companies and fund management companies Summary Effect Related documents Vietnamese Download	Issuing date: 17/12/2021 Effective date: Known Effect: Known
04	Circular No. 102/2021/TT-BTC dated November 17, 2021 of the Ministry of Finance prescribing prices of services in the field of securities applicable to securities trading organizations and commercial banks participating in the Vietnam’ securities market Summary Effect Related documents Vietnamese Download	Issuing date: 17/11/2021 Effective date: Known Effect: Known
05	Circular No. 101/2021/TT-BTC dated November 17, 2021 of the Ministry of Finance on prescribing prices of services in the field of securities applicable to the Stock Exchanges and the Vietnam Securities Depository and Clearing Corporation Summary Effect Related documents Vietnamese Download	Issuing date: 17/11/2021 Effective date: Known Effect: Known
06	Circular No. 57/2021/TT-BTC dated July 12, 2021 of the Ministry of Finance providing the roadmap of restructuring the stock trading market, bond trading market, derivatives trading market, and trading market for other types of securities Summary Effect Related documents Vietnamese Download	Issuing date: 12/07/2021 Effective date: Known Effect: Known
07	Circular No. 58/2021/TT-BTC dated July 12, 2021 of the Ministry of Finance guiding a number of articles of the Government’s Decree No. 158/2020/ND-CP of December 31, 2020, on derivatives and the derivatives market Summary Effect Related documents Vietnamese Download	Issuing date: 12/07/2021 Effective date: Known Effect: Known
08	Circular No. 51/2021/TT-BTC dated June 30, 2021 of the Ministry of Finance guiding the obligations of organizations and individuals in foreign investment activities on the Vietnamese securities market Summary Effect Related documents Vietnamese Download	Issuing date: 30/06/2021 Effective date: Known Effect: Known
09	Decree No. 59/2021/ND-CP dated June 18, 2021 of the Government providing a number of special details in the mechanism for financial management and operational efficiency evaluation applicable to the Vietnam Stock Exchange and the Vietnam Securities Depository and Clearing Corporation Summary Effect Related documents Vietnamese Download	Issuing date: 18/06/2021 Effective date: Known Effect: Known
10	Circular No. 30/2021/TT-BTC dated May 14, 2021 of the Ministry of Finance on extending the implementation validity period of the Circular No. 14/2020/TT-BTC dated March 18, 2020 of the Minister of Finance, on amending and supplementing a number of articles of the Circular No. 127/2018/TT-BTC dated December 27, 2018 of the Minister of Finance, on prescribing prices of services in the field of securities applicable to the Stock Exchanges and Vietnam Securities Depository to support relevant organizations and individuals affected by Covid-19 epidemic Summary Effect Related documents Vietnamese Download	Issuing date: 14/05/2021 Effective date: Known Effect: Known
11	Decree No. 153/2020/ND-CP dated December 31, 2020 of the Government on private placement of corporate bonds and trading of privately placed corporate bonds in the domestic market and offering of corporate bonds to the international market Summary Effect Related documents Vietnamese Download	Issuing date: 31/12/2020 Effective date: Known Effect: Known
12	Decree No. 156/2020/ND-CP dated December 31, 2020 of the Government on providing for the sanctioning of administrative violations in the domains of securities and securities market Summary Effect Related documents Vietnamese Download	Issuing date: 31/12/2020 Effective date: Known Effect: Known
13	Decree No. 158/2020/ND-CP dated December 31, 2020 of the Government on derivatives and the derivatives market Summary Effect Related documents Vietnamese Download	Issuing date: 31/12/2020 Effective date: Known Effect: Known
14	Decree No. 155/2020/ND-CP dated December 31, 2020 of the Government on detailing and guiding the implementation of a number of articles of the Law on Securities Summary Effect Related documents Vietnamese Download	Issuing date: 31/12/2020 Effective date: Known Effect: Known
15	Circular No. 120/2020/TT-BTC dated December 31, 2020 of the Ministry of Finance on transaction of listed shares, registration of transactions and fund certificates, corporate bonds, covered warrants listed on the securities trading system Summary Effect Related documents Vietnamese Download	Issuing date: 31/12/2020 Effective date: Known Effect: Known
16	Circular No. 119/2020/TT-BTC dated December 31, 2020 of the Ministry of Finance on regulations for registration, depository, clearing and settlement of securities Summary Effect Related documents Vietnamese Download	Issuing date: 31/12/2020 Effective date: Known Effect: Known
17	Circular No. 118/2020/TT-BTC dated December 31, 2020 of the Ministry of Finance guiding a number of provisions on offering and issuance of securities, public bid, redemption of stocks, public company registration and cancellation of status of public companies Summary Effect Related documents Vietnamese Download	Issuing date: 31/12/2020 Effective date: Known Effect: Known
18	Circular No. 121/2020/TT-BTC dated December 31, 2020 of the Ministry of Finance providing regulations on operation of securities companies Summary Effect Related documents Vietnamese Download	Issuing date: 31/12/2020 Effective date: Known Effect: Known
19	Circular No. 116/2020/TT-BTC dated December 31, 2020 of the Ministry of Finance guiding a number of articles on public company governance as prescribed in the Government’s Decree No. 155/2020/ND-CP dated December 31, 2020, on detailing and guiding the implementation of a number of articles of the Law on Securities Summary Effect Related documents Vietnamese Download	Issuing date: 31/12/2020 Effective date: Known Effect: Known
20	Circular No. 122/2020/TT-BTC dated December 31, 2020 of the Ministry of Finance guiding the information disclosure and reporting regimes under the Government’s Decree No. 153/2020/ND-CP of December 31, 2020, on private placement of corporate bonds and trading of privately placed corporate bonds in the domestic market and offering of corporate bonds to the international market Summary Effect Related documents Vietnamese Download	Issuing date: 31/12/2020 Effective date: Known Effect: Known

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