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01

Circular No. 80/2020/TT-BTC dated September 03, 2020 of the Ministry of Finance on guiding methods of sending reports by credit rating enterprises or makers of the market of the Government’s debt instruments specified in the Government’s Decree No. 88/2014/ND-CP of September 26, 2014, on credit rating services, and the Government’s Decree No. 95/2018/ND-CP of June 30, 2018, prescribing the issuance, registration, depositing, listing and trading of the Government’s debt instruments on the securities market

Issuing date: 03/09/2020

Effective date: Known

Effect: Known

02

Circular No. 73/2020/TT-BTC dated August 07, 2020 of the Ministry of Finance on amending, supplementing a number of articles of the Circular No. 134/2017/TT-BTC dated December 19, 2017 of the Minister of Finance, on guiding e-transactions in the securities market

Issuing date: 07/08/2020

Effective date: Known

Effect: Known

03

Circular No. 70/2020/TT-BTC dated July 17, 2020 of the Ministry of Finance on extending the implementation validity period of the Circular No. 14/2020/TT-BTC dated March 18, 2020 on amending and supplementing a number of Articles of the Circular No. 127/2018/TT-BTC dated December 27, 2018 of the Minister of Finance on prescribing prices of services in the field of securities applicable to the Stock Exchanges and Vietnam Securities Depository to support relevant organizations and individuals affected by the Covid-19 epidemic

Issuing date: 17/07/2020

Effective date: Known

Effect: Known

04

Circular No. 37/2020/TT-BTC dated May 07, 2020 of the Ministry of Finance on collection and remittance rate of charge and fee in securities sector

Issuing date: 07/05/2020

Effective date: Known

Effect: Known

05

Circular No. 14/2020/TT-BTC dated March 18, 2020 of the Ministry of Finance on amending and supplementing a number of Articles of the Circular No. 127/2018/TT-BTC dated December 27, 2018 of the Minister of Finance on prescribing prices of services in the field of securities applicable to the Stock Exchanges and Vietnam Securities Depository to support relevant organizations and individuals affected by the Covid-19 epidemic

Issuing date: 18/03/2020

Effective date: Known

Effect: Known

06

Circular No. 91/2019/TT-BTC dated December 31, 2019 of the Minister of Finance amending and supplementing a number of circulars on reporting regime and administrative procedures applicable to fund management companies, securities investment funds and securities investment companies

Issuing date: 31/12/2019

Effective date: Known

Effect: Known

07

Circular No. 89/2019/TT-BTC dated December 26, 2019 of the Minister of Finance on accounting guidance applicable to Vietnam Securities Depository

Issuing date: 26/12/2019

Effective date: Known

Effect: Known

08

Law on Securities No. 54/2019/QH14 dated November 26, 2019 of the National Assembly

Issuing date: 26/11/2019

Effective date: Known

Effect: Known

09

Circular No. 35/2019/TT-BTC dated June 16, 2019 of the Ministry of Finance on amending and supplementing a number of Articles of the Circular No. 115/2017/TT-BTC dated October 25, 2017 of the Ministry of Finance on guiding the surveillance of securities trading on the securities market and the Circular No. 116/2017/TT-BTC dated October 25, 2017 guiding the compliance surveillance of the State Securities Commission in securities market of the Stock Exchanges and Vietnam Securities Depository

Issuing date: 12/06/2019

Effective date: Known

Effect: Known

10

Circular No. 34/2019/TT-BTC dated June 11, 2019 of the Ministry of Finance on amending and supplementing a number of Articles of the Circular No. 40/2018/TT-BTC dated May 04, 2018 of the Ministry of Finance on providing guidelines for initial offering of shares and management and use of proceeds from equitization of state-owned enterprises and single-member limited liability companies with 100% charter capital invested by state-owned enterprises

Issuing date: 11/06/2019

Effective date: Known

Effect: Known

11

Circular No. 13/2019/TT-BTC dated March 15, 2019 of the Ministry of Finance on amendments to the Circular No. 180/2015/TT-BTC dated November 13, 2015 providing guidance on registration of securities trading on trading system for unlisted securities

Issuing date: 15/03/2019

Effective date: Known

Effect: Known

12

Decision No. 242/QD-TTg dated February 28, 2019 of the Prime Minister on approving the Scheme for “Restructuring securities and insurance markets by 2020 and vision to 2025”

Issuing date: 28/02/2019

Effective date: Known

Effect: Known

13

Decision No. 32/QD-TTg dated January 7, 2019 of the Prime Minister on approving the proposal for establishment of the Stock Exchange of Vietnam

Issuing date: 07/01/2019

Effective date: Known

Effect: Known

14

Circular No. 128/2018/TT-BTC dated December 27, 2018 of the Ministry of Finance on prices of securities-related services rendered by securities trading organizations and commercial banks in Vietnam’s securities market

Issuing date: 27/12/2018

Effective date: Known

Effect: Known

15

Circular No. 127/2018/TT-BTC dated December 27, 2018 of the Ministry of Finance on prescribing prices of services in securities sector rendered by the Stock Exchanges and Vietnam Securities Depository

Issuing date: 27/12/2018

Effective date: Known

Effect: Known

16

Decree No. 95/2018/ND-CP dated June 30, 2018 of the Government on providing the issuance, registration, depositing, listing and trading of government debt instruments on securities market

Issuing date: 30/06/2018

Effective date: Known

Effect: Known

17

Circular No. 23/2018/TT-BTC dated March 12, 2018 of the Ministry of Finance on accounting for covered warrants of securities companies being issuers

Issuing date: 12/03/2018

Effective date: Known

Effect: Known

18

Circular No. 134/2017/TT-BTC dated December 19, 2017 of the Ministry of Finance on guiding e-transactions in the securities market

Issuing date: 19/12/2017

Effective date: Known

Effect: Known

19

Decree No. 122/2017/ND-CP dated November 13, 2017 of the Government on financial management and performance assessment of lottery enterprises, stock exchanges and Vietnam securities depository

Issuing date: 13/11/2017

Effective date: Known

Effect: Known

20

Circular No. 115/2017/TT-BTC dated October 25, 2017 of the Ministry of Finance on guiding the surveillance of securities trading on the securities market

Issuing date: 25/10/2017

Effective date: Known

Effect: Known