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01

Circular No. 57/2021/TT-BTC dated July 12, 2021 of the Ministry of Finance providing the roadmap of restructuring the stock trading market, bond trading market, derivatives trading market, and trading market for other types of securities

Issuing date: 12/07/2021

Effective date: Known

Effect: Known

02

Circular No. 58/2021/TT-BTC dated July 12, 2021 of the Ministry of Finance providing guidance on a number of articles of the Decree No. 158/2020/ND-CP dated December 31, 2020 of the Government on derivatives and the derivatives market

Issuing date: 12/07/2021

Effective date: Known

Effect: Known

03

Circular No. 51/2021/TT-BTC dated June 30, 2021 of the Ministry of Finance guiding obligations of organizations and individuals in the foreign investment activities on Vietnam securities market

Issuing date: 30/06/2021

Effective date: Known

Effect: Known

04

Decree No. 59/2021/ND-CP dated June 27, 2021 of the Government prescribing a number of specific contents on the financial management mechanism, operational effectiveness assessment applicable to the Vietnam Exchange and the Vietnam Securities Depository and Clearing Corporation

Issuing date: 18/06/2021

Effective date: Known

Effect: Known

05

Circular No. 30/2021/TT-BTC dated May 14, 2021 of the Ministry of Finance on extending the implementation validity period of the Circular No. 14/2020/TT-BTC dated March 18, 2020 of the Minister of Finance, on amending and supplementing a number of articles of the Circular No. 127/2018/TT-BTC dated December 27, 2018 of the Minister of Finance, on prescribing prices of services in the field of securities applicable to the Stock Exchanges and Vietnam Securities Depository to support relevant organizations and individuals affected by Covid-19 epidemic

Issuing date: 14/05/2021

Effective date: Known

Effect: Known

06

Decree No. 153/2020/ND-CP dated December 31, 2020 of the Government on private placement of corporate bonds and trading of privately placed corporate bonds in the domestic market and offering of corporate bonds to the international market

Issuing date: 31/12/2020

Effective date: Known

Effect: Known

07

Decree No. 156/2020/ND-CP dated December 31, 2020 of the Government on providing for the sanctioning of administrative violations in the domains of securities and securities market

Issuing date: 31/12/2020

Effective date: Known

Effect: Known

08

Decree No. 158/2020/ND-CP dated December 31, 2020 of the Government on derivatives and the derivatives market

Issuing date: 31/12/2020

Effective date: Known

Effect: Known

09

Decree No. 155/2020/ND-CP dated December 31, 2020 of the Government on detailing and guiding the implementation of a number of articles of the Law on Securities

Issuing date: 31/12/2020

Effective date: Known

Effect: Known

10

Circular No. 120/2020/TT-BTC dated December 31, 2020 of the Ministry of Finance on transaction of listed shares, registration of transactions and fund certificates, corporate bonds, covered warrants listed on the securities trading system

Issuing date: 31/12/2020

Effective date: Known

Effect: Known

11

Circular No. 119/2020/TT-BTC dated December 31, 2020 of the Ministry of Finance on regulations for registration, depository, clearing and settlement of securities

Issuing date: 31/12/2020

Effective date: Known

Effect: Known

12

Circular No. 121/2020/TT-BTC dated December 31, 2020 of the Ministry of Finance providing regulations on operation of securities companies

Issuing date: 31/12/2020

Effective date: Known

Effect: Known

13

Circular No. 116/2020/TT-BTC dated December 31, 2020 of the Ministry of Finance guiding a number of articles on public company governance as prescribed in the Government’s Decree No. 155/2020/ND-CP dated December 31, 2020, on detailing and guiding the implementation of a number of articles of the Law on Securities

Issuing date: 31/12/2020

Effective date: Known

Effect: Known

14

Circular No. 122/2020/TT-BTC dated December 31, 2020 of the Ministry of Finance guiding the information disclosure and reporting regimes under the Government’s Decree No. 153/2020/ND-CP of December 31, 2020, on private placement of corporate bonds and trading of privately placed corporate bonds in the domestic market and offering of corporate bonds to the international market

Issuing date: 31/12/2020

Effective date: Known

Effect: Known

15

Decision No. 37/2020/QD-TTg dated December 23, 2020 of the Prime Minister on the establishment, organization and operation of the Vietnam Exchange

Issuing date: 23/12/2020

Effective date: Known

Effect: Known

16

Circular No. 97/2020/TT-BTC dated November 16, 2020 of the Ministry of Finance guiding the operation of Vietnam-based representative offices and branches of foreign securities companies and foreign fund management companies

Issuing date: 16/11/2020

Effective date: Known

Effect: Known

17

Circular No. 98/2020/TT-BTC dated November 16, 2020 of the Ministry of Finance providing guidelines on operation and management of securities investment funds

Issuing date: 16/11/2020

Effective date: Known

Effect: Known

18

Circular No. 99/2020/TT-BTC dated November 16, 2020 of the Ministry of Finance on providing Guidance on operations of securities investment fund management companies

Issuing date: 16/11/2020

Effective date: Known

Effect: Known

19

Circular No. 95/2020/TT-BTC dated November 16, 2020 of the Ministry of Finance, guiding the surveillance of securities trading on the securities market

Issuing date: 16/11/2020

Effective date: Known

Effect: Known

20

Circular No. 96/2020/TT-BTC dated November 16, 2020 of the Ministry of Finance guiding the disclosure of information on the securities market

Issuing date: 16/11/2020

Effective date: Known

Effect: Known