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01	Decree No. 153/2020/ND-CP dated December 31, 2020 of the Government on provisions on private offering and trading of corporate bonds in the domestic market and offering corporate bonds to the international market Summary Effect Related documents Vietnamese Download	Issuing date: 31/12/2020 Effective date: Known Effect: Known
02	Decree No. 156/2020/ND-CP dated December 31, 2020 of the Government on providing for the sanctioning of administrative violations in the domains of securities and securities market Summary Effect Related documents Vietnamese Download	Issuing date: 31/12/2020 Effective date: Known Effect: Known
03	Decree No. 158/2020/ND-CP dated December 31, 2020 of the Government on derivatives and the derivatives market Summary Effect Related documents Vietnamese Download	Issuing date: 31/12/2020 Effective date: Known Effect: Known
04	Circular No. 120/2020/TT-BTC dated December 31, 2020 of the Ministry of Finance on transaction of listed shares, registration of transactions and fund certificates, corporate bonds, covered warrants listed on the securities trading system Summary Effect Related documents Vietnamese Download	Issuing date: 31/12/2020 Effective date: Known Effect: Known
05	Circular No. 119/2020/TT-BTC dated December 31, 2020 of the Ministry of Finance on regulations for registration, depository, clearing and settlement of securities Summary Effect Related documents Vietnamese Download	Issuing date: 31/12/2020 Effective date: Known Effect: Known
06	Circular No. 121/2020/TT-BTC dated December 31, 2020 of the Ministry of Finance providing regulations on operation of securities companies Summary Effect Related documents Vietnamese Download	Issuing date: 31/12/2020 Effective date: Known Effect: Known
07	Circular No. 116/2020/TT-BTC dated December 31, 2020 of the Ministry of Finance guiding a number of articles on public company governance as prescribed in the Government’s Decree No. 155/2020/ND-CP dated December 31, 2020, on detailing and guiding the implementation of a number of articles of the Law on Securities Summary Effect Related documents Vietnamese Download	Issuing date: 31/12/2020 Effective date: Known Effect: Known
08	Decision No. 37/2020/QD-TTg dated December 23, 2020 of the Prime Minister on the establishment and charter of organization and operation of Vietnam Stock Exchange Summary Effect Related documents Vietnamese Download	Issuing date: 23/12/2020 Effective date: Known Effect: Known
09	Circular No. 97/2020/TT-BTC dated November 16, 2020 of the Ministry of Finance guiding the operation of Vietnam-based representative offices and branches of foreign securities companies and foreign fund management companies Summary Effect Related documents Vietnamese Download	Issuing date: 16/11/2020 Effective date: Known Effect: Known
10	Circular No. 99/2020/TT-BTC dated November 16, 2020 of the Ministry of Finance on providing Guidance on operations of securities investment fund management companies Summary Effect Related documents Vietnamese Download	Issuing date: 16/11/2020 Effective date: Known Effect: Known
11	Circular No. 95/2020/TT-BTC dated November 16, 2020 of the Ministry of Finance, guiding the surveillance of securities trading on the securities market Summary Effect Related documents Vietnamese Download	Issuing date: 16/11/2020 Effective date: Known Effect: Known
12	Circular No. 96/2020/TT-BTC dated November 16, 2020 of the Ministry of Finance guiding the disclosure of information on the securities market Summary Effect Related documents Vietnamese Download	Issuing date: 16/11/2020 Effective date: Known Effect: Known
13	Circular No. 91/2020/TT-BTC dated November 13, 2020 of the Ministry of Finance, prescribing prudential ratios and remedies to be taken by securities trading institutions that fail to achieve these ratios Summary Effect Related documents Vietnamese Download	Issuing date: 13/11/2020 Effective date: Known Effect: Known
14	Circular No. 80/2020/TT-BTC dated September 03, 2020 of the Ministry of Finance guiding methods of sending reports by credit rating enterprises or makers of the market of the Government’s debt instruments specified in the Government’s Decree No. 88/2014/ND-CP of September 26, 2014, on credit rating services, and the Government’s Decree No. 95/2018/ND-CP of June 30, 2018, prescribing the issuance, registration, depositing, listing and trading of the Government’s debt instruments on the securities market Summary Effect Related documents Vietnamese Download	Issuing date: 03/09/2020 Effective date: Known Effect: Known
15	Circular No. 73/2020/TT-BTC dated August 07, 2020 of the Ministry of Finance on amending, supplementing a number of articles of the Circular No. 134/2017/TT-BTC dated December 19, 2017 of the Minister of Finance, on guiding e-transactions in the securities market Summary Effect Related documents Vietnamese Download	Issuing date: 07/08/2020 Effective date: Known Effect: Known
16	Circular No. 70/2020/TT-BTC dated July 17, 2020 of the Ministry of Finance on extending the implementation validity period of the Circular No. 14/2020/TT-BTC dated March 18, 2020 on amending and supplementing a number of Articles of the Circular No. 127/2018/TT-BTC dated December 27, 2018 of the Minister of Finance on prescribing prices of services in the field of securities applicable to the Stock Exchanges and Vietnam Securities Depository to support relevant organizations and individuals affected by the Covid-19 epidemic Summary Effect Related documents Vietnamese Download	Issuing date: 17/07/2020 Effective date: Known Effect: Known
17	Circular No. 37/2020/TT-BTC dated May 07, 2020 of the Ministry of Finance on collection and remittance rate of charge and fee in securities sector Summary Effect Related documents Vietnamese Download	Issuing date: 07/05/2020 Effective date: Known Effect: Known
18	Circular No. 14/2020/TT-BTC dated March 18, 2020 of the Ministry of Finance on amending and supplementing a number of Articles of the Circular No. 127/2018/TT-BTC dated December 27, 2018 of the Minister of Finance on prescribing prices of services in the field of securities applicable to the Stock Exchanges and Vietnam Securities Depository to support relevant organizations and individuals affected by the Covid-19 epidemic Summary Effect Related documents Vietnamese Download	Issuing date: 18/03/2020 Effective date: Known Effect: Known
19	Circular No. 91/2019/TT-BTC dated December 31, 2019 of the Minister of Finance amending and supplementing a number of circulars on reporting regime and administrative procedures applicable to fund management companies, securities investment funds and securities investment companies Summary Effect Related documents Vietnamese Download	Issuing date: 31/12/2019 Effective date: Known Effect: Known
20	Circular No. 89/2019/TT-BTC dated December 26, 2019 of the Minister of Finance on accounting guidance applicable to Vietnam Securities Depository Summary Effect Related documents Vietnamese Download	Issuing date: 26/12/2019 Effective date: Known Effect: Known

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