Search for documents
Find 195 result (1/10 page)
Sort:
By:
01

Circular No. 25/2022/TT-BTC dated April 28, 2022 of the Ministry of Finance providing for charge and fee rates and the collection, remittance, management and use of the securities charges and fees

Issuing date: 28/04/2022

Effective date: Known

Effect: Known

02

Decree No. 128/2021/ND-CP dated December 30, 2021 of the Government amending and supplementing a number of articles of the Government’s Decree No. 156/2020/ND-CP dated December 31, 2020, providing for the sanctioning of administrative violations in the domains of securities and securities market

Issuing date: 30/12/2021

Effective date: Known

Effect: Known

03

Circular No. 114/2021/TT-BTC dated December 17, 2021 of the Ministry of Finance annulling the Minister of Finance's Circular No. 146/2014/TT-BTC dated October 06, 2014, guiding the financial regime for securities companies and fund management companies

Issuing date: 17/12/2021

Effective date: Known

Effect: Known

04

Circular No. 102/2021/TT-BTC dated November 17, 2021 of the Ministry of Finance prescribing prices of services in the field of securities applicable to securities trading organizations and commercial banks participating in the Vietnam’ securities market

Issuing date: 17/11/2021

Effective date: Known

Effect: Known

05

Circular No. 101/2021/TT-BTC dated November 17, 2021 of the Ministry of Finance on prescribing prices of services in the field of securities applicable to the Stock Exchanges and the Vietnam Securities Depository and Clearing Corporation

Issuing date: 17/11/2021

Effective date: Known

Effect: Known

06

Circular No. 57/2021/TT-BTC dated July 12, 2021 of the Ministry of Finance providing the roadmap of restructuring the stock trading market, bond trading market, derivatives trading market, and trading market for other types of securities

Issuing date: 12/07/2021

Effective date: Known

Effect: Known

07

Circular No. 58/2021/TT-BTC dated July 12, 2021 of the Ministry of Finance guiding a number of articles of the Government’s Decree No. 158/2020/ND-CP of December 31, 2020, on derivatives and the derivatives market

Issuing date: 12/07/2021

Effective date: Known

Effect: Known

08

Circular No. 51/2021/TT-BTC dated June 30, 2021 of the Ministry of Finance guiding the obligations of organizations and individuals in foreign investment activities on the Vietnamese securities market

Issuing date: 30/06/2021

Effective date: Known

Effect: Known

09

Decree No. 59/2021/ND-CP dated June 18, 2021 of the Government providing a number of special details in the mechanism for financial management and operational efficiency evaluation applicable to the Vietnam Stock Exchange and the Vietnam Securities Depository and Clearing Corporation

Issuing date: 18/06/2021

Effective date: Known

Effect: Known

10

Circular No. 30/2021/TT-BTC dated May 14, 2021 of the Ministry of Finance on extending the implementation validity period of the Circular No. 14/2020/TT-BTC dated March 18, 2020 of the Minister of Finance, on amending and supplementing a number of articles of the Circular No. 127/2018/TT-BTC dated December 27, 2018 of the Minister of Finance, on prescribing prices of services in the field of securities applicable to the Stock Exchanges and Vietnam Securities Depository to support relevant organizations and individuals affected by Covid-19 epidemic

Issuing date: 14/05/2021

Effective date: Known

Effect: Known

11

Decree No. 153/2020/ND-CP dated December 31, 2020 of the Government on private placement of corporate bonds and trading of privately placed corporate bonds in the domestic market and offering of corporate bonds to the international market

Issuing date: 31/12/2020

Effective date: Known

Effect: Known

12

Decree No. 156/2020/ND-CP dated December 31, 2020 of the Government on providing for the sanctioning of administrative violations in the domains of securities and securities market

Issuing date: 31/12/2020

Effective date: Known

Effect: Known

13

Decree No. 158/2020/ND-CP dated December 31, 2020 of the Government on derivatives and the derivatives market

Issuing date: 31/12/2020

Effective date: Known

Effect: Known

14

Decree No. 155/2020/ND-CP dated December 31, 2020 of the Government on detailing and guiding the implementation of a number of articles of the Law on Securities

Issuing date: 31/12/2020

Effective date: Known

Effect: Known

15

Circular No. 120/2020/TT-BTC dated December 31, 2020 of the Ministry of Finance on transaction of listed shares, registration of transactions and fund certificates, corporate bonds, covered warrants listed on the securities trading system

Issuing date: 31/12/2020

Effective date: Known

Effect: Known

16

Circular No. 119/2020/TT-BTC dated December 31, 2020 of the Ministry of Finance on regulations for registration, depository, clearing and settlement of securities

Issuing date: 31/12/2020

Effective date: Known

Effect: Known

17

Circular No. 118/2020/TT-BTC dated December 31, 2020 of the Ministry of Finance guiding a number of provisions on offering and issuance of securities, public bid, redemption of stocks, public company registration and cancellation of status of public companies

Issuing date: 31/12/2020

Effective date: Known

Effect: Known

18

Circular No. 121/2020/TT-BTC dated December 31, 2020 of the Ministry of Finance providing regulations on operation of securities companies

Issuing date: 31/12/2020

Effective date: Known

Effect: Known

19

Circular No. 116/2020/TT-BTC dated December 31, 2020 of the Ministry of Finance guiding a number of articles on public company governance as prescribed in the Government’s Decree No. 155/2020/ND-CP dated December 31, 2020, on detailing and guiding the implementation of a number of articles of the Law on Securities

Issuing date: 31/12/2020

Effective date: Known

Effect: Known

20

Circular No. 122/2020/TT-BTC dated December 31, 2020 of the Ministry of Finance guiding the information disclosure and reporting regimes under the Government’s Decree No. 153/2020/ND-CP of December 31, 2020, on private placement of corporate bonds and trading of privately placed corporate bonds in the domestic market and offering of corporate bonds to the international market

Issuing date: 31/12/2020

Effective date: Known

Effect: Known