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01

Decree No. 153/2020/ND-CP dated December 31, 2020 of the Government on provisions on private offering and trading of corporate bonds in the domestic market and offering corporate bonds to the international market

Issuing date: 31/12/2020

Effective date: Known

Effect: Known

02

Decree No. 156/2020/ND-CP dated December 31, 2020 of the Government on providing for the sanctioning of administrative violations in the domains of securities and securities market

Issuing date: 31/12/2020

Effective date: Known

Effect: Known

03

Decree No. 158/2020/ND-CP dated December 31, 2020 of the Government on derivatives and the derivatives market

Issuing date: 31/12/2020

Effective date: Known

Effect: Known

04

Circular No. 120/2020/TT-BTC dated December 31, 2020 of the Ministry of Finance on transaction of listed shares, registration of transactions and fund certificates, corporate bonds, covered warrants listed on the securities trading system

Issuing date: 31/12/2020

Effective date: Known

Effect: Known

05

Circular No. 119/2020/TT-BTC dated December 31, 2020 of the Ministry of Finance on regulations for registration, depository, clearing and settlement of securities

Issuing date: 31/12/2020

Effective date: Known

Effect: Known

06

Circular No. 121/2020/TT-BTC dated December 31, 2020 of the Ministry of Finance providing regulations on operation of securities companies

Issuing date: 31/12/2020

Effective date: Known

Effect: Known

07

Circular No. 116/2020/TT-BTC dated December 31, 2020 of the Ministry of Finance guiding a number of articles on public company governance as prescribed in the Government’s Decree No. 155/2020/ND-CP dated December 31, 2020, on detailing and guiding the implementation of a number of articles of the Law on Securities

Issuing date: 31/12/2020

Effective date: Known

Effect: Known

08

Decision No. 37/2020/QD-TTg dated December 23, 2020 of the Prime Minister on the establishment and charter of organization and operation of Vietnam Stock Exchange

Issuing date: 23/12/2020

Effective date: Known

Effect: Known

09

Circular No. 97/2020/TT-BTC dated November 16, 2020 of the Ministry of Finance guiding the operation of Vietnam-based representative offices and branches of foreign securities companies and foreign fund management companies

Issuing date: 16/11/2020

Effective date: Known

Effect: Known

10

Circular No. 99/2020/TT-BTC dated November 16, 2020 of the Ministry of Finance on providing Guidance on operations of securities investment fund management companies

Issuing date: 16/11/2020

Effective date: Known

Effect: Known

11

Circular No. 95/2020/TT-BTC dated November 16, 2020 of the Ministry of Finance, guiding the surveillance of securities trading on the securities market

Issuing date: 16/11/2020

Effective date: Known

Effect: Known

12

Circular No. 96/2020/TT-BTC dated November 16, 2020 of the Ministry of Finance guiding the disclosure of information on the securities market

Issuing date: 16/11/2020

Effective date: Known

Effect: Known

13

Circular No. 91/2020/TT-BTC dated November 13, 2020 of the Ministry of Finance, prescribing prudential ratios and remedies to be taken by securities trading institutions that fail to achieve these ratios

Issuing date: 13/11/2020

Effective date: Known

Effect: Known

14

Circular No. 80/2020/TT-BTC dated September 03, 2020 of the Ministry of Finance guiding methods of sending reports by credit rating enterprises or makers of the market of the Government’s debt instruments specified in the Government’s Decree No. 88/2014/ND-CP of September 26, 2014, on credit rating services, and the Government’s Decree No. 95/2018/ND-CP of June 30, 2018, prescribing the issuance, registration, depositing, listing and trading of the Government’s debt instruments on the securities market

Issuing date: 03/09/2020

Effective date: Known

Effect: Known

15

Circular No. 73/2020/TT-BTC dated August 07, 2020 of the Ministry of Finance on amending, supplementing a number of articles of the Circular No. 134/2017/TT-BTC dated December 19, 2017 of the Minister of Finance, on guiding e-transactions in the securities market

Issuing date: 07/08/2020

Effective date: Known

Effect: Known

16

Circular No. 70/2020/TT-BTC dated July 17, 2020 of the Ministry of Finance on extending the implementation validity period of the Circular No. 14/2020/TT-BTC dated March 18, 2020 on amending and supplementing a number of Articles of the Circular No. 127/2018/TT-BTC dated December 27, 2018 of the Minister of Finance on prescribing prices of services in the field of securities applicable to the Stock Exchanges and Vietnam Securities Depository to support relevant organizations and individuals affected by the Covid-19 epidemic

Issuing date: 17/07/2020

Effective date: Known

Effect: Known

17

Circular No. 37/2020/TT-BTC dated May 07, 2020 of the Ministry of Finance on collection and remittance rate of charge and fee in securities sector

Issuing date: 07/05/2020

Effective date: Known

Effect: Known

18

Circular No. 14/2020/TT-BTC dated March 18, 2020 of the Ministry of Finance on amending and supplementing a number of Articles of the Circular No. 127/2018/TT-BTC dated December 27, 2018 of the Minister of Finance on prescribing prices of services in the field of securities applicable to the Stock Exchanges and Vietnam Securities Depository to support relevant organizations and individuals affected by the Covid-19 epidemic

Issuing date: 18/03/2020

Effective date: Known

Effect: Known

19

Circular No. 91/2019/TT-BTC dated December 31, 2019 of the Minister of Finance amending and supplementing a number of circulars on reporting regime and administrative procedures applicable to fund management companies, securities investment funds and securities investment companies

Issuing date: 31/12/2019

Effective date: Known

Effect: Known

20

Circular No. 89/2019/TT-BTC dated December 26, 2019 of the Minister of Finance on accounting guidance applicable to Vietnam Securities Depository

Issuing date: 26/12/2019

Effective date: Known

Effect: Known